Call for evidence on periodic auctions for equity instruments

Call for evidence on periodic auctions for equity instruments

from 09 November 2018 to 11 January 2019


Who should read this paper

This paper is primarily of interest to trading venues and investment firms trading in equity instruments, but responses are also sought from any other market participant including trade associations and industry bodies, institutional and retail investors.

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
1. respond to the question stated;
2. indicate the specific question to which the comment relates;
3. contain a clear rationale; and
4. describe any alternatives ESMA should consider.

ESMA will consider all comments received by 11 January 2019.  

All contributions should be submitted online using the reply form.

Documents available for this Consultation
09/11/2018ESMA70-156-785Call for evidence periodic auctions for equity instruments
09/11/2018ESMA70-156-785 Reply form Reply form for the Call for evidence on periodic auctions for equity instruments


Activity Institution Download
Asset Management The Alternative Investment Management Association (AIMA)
Asset Management Norges Bank Investment Management
Asset Management BlackRock
Asset Management Amundi
Banking Finance Finland
Banking AFME
Banking UBS
Government, Regulatory and Enforcement CNMV Advisory Committee
Investment Services European Fund and Asset Management Association
Investment Services Optiver
Investment Services The Investment Association
Investment Services BVI - German Investment Funds Association
Investment Services Bundesverband der Wertpapierfirmen e.V. (bwf)
190111_bwf_com.pdf (59.75 KB)
Regulated markets Oslo Børs
Regulated markets Federation of European Securities Exchanges
Exchanges and Trading Systems Aquis Exchange PLC
Exchanges and Trading Systems Deutsche Börse Group
Exchanges and Trading Systems Cboe Europe Ltd
Exchanges and Trading Systems Nasdaq
Exchanges and Trading Systems Bolsas y Mercados Españoles
Others Plato Partnership
Others Swedish Securities Dealers Association
Others FIA European Principal Traders Association
Others Redburn (Europe) Limited
Others University of Chicago, Booth School of Business
Regulated markets, exchanges & trading systems Investment Technology Group Limited
Regulated markets, exchanges & trading systems LSEG