Displaying 426 - 430 of 1476
ESMA_QA_809
Topic
Underwriting and placing
23/09/2022
Subject Matter
General provisions
Question
Can a CSP offer a crowdfunding project to a sole investor?
Level 1 Regulation
Regulation 2020/1503 - European crowdfunding service providers for business
ESMA_QA_808
Topic
Control functions (Compliance, Risk and Audit)
23/09/2022
Subject Matter
General provisions
Question
Can a CSP operate or manage a non-internet based crowdfunding platform?
Level 1 Regulation
Regulation 2020/1503 - European crowdfunding service providers for business
ESMA_QA_1279
Topic
Position limits
23/09/2022
Subject Matter
Agricultural contracts
Question
How should agricultural contracts that have a high variability of open interest during the year be treated (i.e. minimum open interest is below 20,000 lots but maximum above it)?
Level 1 Regulation
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
ESMA_QA_807
Topic
Underwriting and placing
23/09/2022
Subject Matter
General provisions
Question
Should offers to the public of transferable securities made by a project owner in its capacity as offeror pursuant to the exemptions under Article 1(4) points (a) and (b) of Prospectus Regulation be taken into account when calculating the EUR 5 000 000 threshold applicable under Article 1(2) point (c) of the ECSPR?
Level 1 Regulation
Regulation 2020/1503 - European crowdfunding service providers for business
ESMA_QA_1278
Topic
Position limits
23/09/2022
Subject Matter
Hedge exemption
Question
Can a hedge exemption be netted against positions in derivatives which are not objectively measurable as reducing risks directly related to that person’s commercial activity?
Level 1 Regulation
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets