Subject Matter
CASPs providing services based on an Article 60 notification
Question
Can financial entities covered by Article 60(2) to (6) of MiCA apply for an authorization under Article 62 MiCA to provide the crypto-asset services that are not regarded as equivalent for that type of financial entity in accordance with Article 60(2) to (6)?
Level 1 Regulation
Subject Matter
Application of DORA for outsourced critical services that are not ICT
Question
My questions relate to the scenario where a UK financial services firm, or an offshore financial services firm (e.g. in Guernsey), provides services to an EU financial services firm.
For example, in the scenario where an EU financial services firm outsourced its fund management to a UK asset management firm to manage a fund. Would the EU firm be expected to have sought reassurance from the UK fund manager that the UK firm is also compliant with DORA?
Thanks in advance for your help.
Subject Matter
Market making in securitised derivatives
Question
Are there technical circumstances related to securitised derivatives under which it can be considered that a market maker posting one-way quotes is considered to meet the obligations on market making agreements set out in Article 2 of RTS 8?