ESMA_QA_2404
Topic
Stablecoin
17/01/2025
Subject Matter
Scope of public offering
Question
Regarding ARTs or EMTs under MiCAR, what services provided in or into the EU constitute an offering to the public, a seeking admission to trading or a placing of an ART or EMT?
Level 1 Regulation
MiCA
ESMA_QA_2399
Topic
Digital operational resilience testing
14/01/2025
Subject Matter
Finalised Comprehensive List of DORA questions
Question
Is there a finalised comprehensive list of all questions that the firms involved in the financial markets should answer? For each question is it clear to which type of firm it applies?
Level 1 Regulation
Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)
ESMA_QA_2397
Topic
Crypto-Asset Service Provider (CASP)
10/01/2025
Subject Matter
Registered AIFM and MICA
Question
Does article 60 paragraph 5 MICA apply to registered (sometimes referred to as sub-threshold) Alternative Investment Fund Managers referred to in Article 3(2) AIFMD (Directive 2011/61/EU) ?
Level 1 Regulation
MiCA
ESMA_QA_2396
Topic
ICT risk management
10/01/2025
Subject Matter
Definition on ICT services
Question
Article 3 (21) of DORA defines that 'ICT services’ means digital and data services provided through ICT systems to one or more internal or external users on an ongoing basis.

It is not clear whether "digital and data services" should be interpreted as:
Version one: either digital or data services (so two different of sets of activities or
Version two: services which need to be both: digital service and parallel/in the same time data service.
Level 1 Regulation
Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)
ESMA_QA_2386
Topic
Digital operational resilience testing
20/12/2024
Subject Matter
Applicability of DORA to third country investment firms
Question
DORA also applies to the "financial entities" listed in Article 2 DORA. This includes investment firms as defined in Article 4 point (1) of Directive 2014/65/EU. Reference is made to Article 2 subsection 1 under e. in conjunction with Article 3 point (33) of DORA. Does this mean that DORA also applies to investment firms with their seats outside the EU which provide investment services in the EU?
Level 1 Regulation
Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)