ESMA_QA_2183
Topic
CCP Resolution
14/05/2024
Subject Matter
Resolution colleges
Question
In accordance with Article 4(2)(c) of CCP RRR, competent authorities and resolution authorities of clearing members referred to in Article 18(2)(c) of EMIR should be voting members of the resolution college. Art. 18(2)(c) of EMIR refers to the three Member States with the largest contributions to the default fund of the CCP. Where not all clearing members of the CCP are subject to supervision by competent authorities, should the calculation exclude default fund contributions from not supervised clearing members?
Level 1 Regulation
Regulation 2021/23 - recovery and resolution of central counterparties (CCPRRR)
ESMA_QA_2182
Topic
CCP Resolution
14/05/2024
Subject Matter
Resolution college membership
Question
Should the banking national resolution authorities (BNRA) participate in the resolution college where the SRB also qualifies as resolution authority of the clearing members of the same Member State?
Level 1 Regulation
Regulation 2021/23 - recovery and resolution of central counterparties (CCPRRR)
ESMA_QA_2181
Topic
Crypto-Asset Service Provider (CASP)
14/05/2024
Subject Matter
Publication of information by CASPs providing the service of exchange of crypto-assets for funds or other crypto-assets
Question
Where should a CASP exchanging crypto-assets for funds or other crypto-assets publish the “firm price or method of determining the price of the crypto-assets" as required by Article 77(2) of MiCA?

Where should they publish the “information about the transactions concluded by them, such as transaction volumes and prices”, as required by Article 77(4) of MiCA?
Level 1 Regulation
MiCA
ESMA_QA_2176
Topic
Costs and fees
08/05/2024
Subject Matter
Performance fees
Question
Can the manager of a Fund of Funds (FoF) charge performance fees?
Level 1 Regulation
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU
ESMA_QA_2175
Topic
Costs and fees
08/05/2024
Subject Matter
Performance fees
Question
Can the manager of a Fund of Funds (FoF) charge performance fees?
Level 1 Regulation
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC