Displaying 981 - 985 of 1581
ESMA_QA_1752
Topic
Other MAR-related topics
29/03/2019
Subject Matter
Emission allowances market participants (EAMPs) - Meaning of ‘parent’ and ‘related undertaking’ in Article 17(2) of MAR
Question
What is the meaning of ‘parent’ and ‘related undertaking’ in Article 17(2) of MAR?
Level 1 Regulation
Market Abuse Regulation (MAR) Regulation (EU) No 596/2014 - Market Intergrity
ESMA_QA_1726
Topic
Inside information, public disclosure and delayed disclosure of inside information
29/03/2019
Subject Matter
Potential cases of inside information in relation to collective investment undertakings voluntarily admitted to trading or traded on a trading venue
Question
Are there any specific cases of inside information that may arise with respect to CIUs admitted to trading or traded on a trading venue under Article 17 of MAR?
Level 1 Regulation
Market Abuse Regulation (MAR) Regulation (EU) No 596/2014 - Market Intergrity
ESMA_QA_1838
Topic
Information to clients on costs and charges
28/03/2019
Subject Matter
Information on cost and charges
Question
Which taxes should be included in the ex-ante and ex-post costs and charges disclosure?
Level 1 Regulation
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
ESMA_QA_1837
Topic
Information to clients on costs and charges
28/03/2019
Subject Matter
Information on cost and charges
Question
What terminology should firms use in costs and charges disclosure material?
Level 1 Regulation
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
ESMA_QA_1836
Topic
Information to clients on costs and charges
28/03/2019
Subject Matter
Information on cost and charges
Question
How should the ex-ante costs and charges disclosure requirements be applied to the service of portfolio management?
Level 1 Regulation
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries