Displaying 971 - 975 of 1581
ESMA_QA_1452
Topic
Securitisation Disclosure Templates
27/05/2019
Subject Matter
Annexes 14 and 15. Fields SSPE Value (SESS10), SSPE Principal Value (SESS11), Note Principal Balance (SESS13) – how should these fields be completed in the event of multiple currencies in the pool of underlying exposures?
Question
Fields SSPE Value (SESS10), SSPE Principal Value (SESS11), Note Principal Balance (SESS13) – how should these fields be completed in the event of multiple currencies in the pool of underlying exposures (for SESS10 and SESS11) or multiple currencies in the issued tranches/bonds (for SESS13)?
Level 1 Regulation
Securitisation Regulation (EU) 2017/2402
ESMA_QA_1449
Topic
Securitisation Disclosure Templates
27/05/2019
Subject Matter
Annexes 14 and 15: Inside Information or Significant Event Information - Inside information or significant event information template for private securitisations?
Question
Should the inside information or significant event information template be completed for private securitisations?
Level 1 Regulation
Securitisation Regulation (EU) 2017/2402
ESMA_QA_1701
Topic
ESMA70-1861941480-56 Questions and Answers on MiFIR reporting
08/04/2019
Subject Matter
Defined List of Instruments
Question
How should operators of trading venue(s) report instrument reference data in accordance with Article 2 of RTS 23 and related MAR RTS and ITS in cases where they operate on the basis of a defined list of instruments?
Level 1 Regulation
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP
ESMA_QA_1665
Topic
Access to CCPs and trading venues
02/04/2019
Subject Matter
Third country trading venue request access to an EU CCP in the absence of an equivalence decision
Question
Can a third country trading venue request access to an EU CCP under Article 38 of MiFIR in the absence of an equivalence decision under Article 28(4) of MiFIR?
Level 1 Regulation
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
ESMA_QA_1590
Topic
Systematic internaliser regime
02/04/2019
Subject Matter
Impact for SIs of an instrument changing liquidity status in between the SI determination dates
Question
Is a systematic internaliser in a financial instrument for which the liquidity status changes required to adapt its quoting arrangements accordingly?
Level 1 Regulation
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets