Displaying 976 - 980 of 1581
ESMA_QA_1589
Topic
Systematic internaliser regime
02/04/2019
Subject Matter
Quoting obligation for SIs in non-equity financial instruments
Question
Does a systematic internaliser in non-equity financial instruments comply with its obligations under Article 18 of MiFIR by clarifying publicly that, for certain financial instruments, it will never agree to provide a quote when prompted to do so by a client?
Level 1 Regulation
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
ESMA_QA_1498
Topic
Multilateral and bilateral systems
01/04/2019
Subject Matter
Multilateral and bilateral systems - Systematic internalisers - “risk-facing activity”
Question
How does the concept of “risk-facing activity” apply to an EU branch of a third-country firm that operates as an SI in the EU?
Level 1 Regulation
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
ESMA_QA_1497
Topic
Multilateral and bilateral systems
01/04/2019
Subject Matter
Multilateral and bilateral systems - Systematic internalisers
Question
Can a EU branch of a third-country firm operate an SI?
Level 1 Regulation
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
ESMA_QA_1753
Topic
Inside information, public disclosure and delayed disclosure of inside information
29/03/2019
Subject Matter
Emission allowances market participants (EAMPs) - Disclosure of inside information concerning emission allowances, referring to installations of other undertakings of the group of the EAMP
Question
Are EAMPs under the obligation to disclose inside information concerning emission allowances where such inside information regards installations of other undertakings of the group of the EAMP?
Level 1 Regulation
Market Abuse Regulation (MAR) Regulation (EU) No 596/2014 - Market Intergrity
ESMA_QA_1754
Topic
Inside information, public disclosure and delayed disclosure of inside information
29/03/2019
Subject Matter
Emission allowances market participants (EAMPs) - Disclosure of inside information concerning emission allowances, referring to installations of other undertakings of the group of the EAMP
Question
Are EAMPs under the obligation to disclose inside information concerning emission allowances where such inside information regards installations of other undertakings of the group of the EAMP?
Level 1 Regulation
Market Abuse Regulation (MAR) Regulation (EU) No 596/2014 - Market Intergrity