Search filters
Section
Type
Reset filters

ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

Clear Filters
7185 documents
Date Reference Title Sections Type Main document Info
2013/LCC/Recruitment ESMA Specific Privacy Notice – Selections and Recruitments Careers, About ESMA Reference DOWNLOAD 70.67 KB
JC 2013/056 Explanation of Changes in Compilation of Data Joint Committee Final Report DOWNLOAD 93.28 KB
JC 2013/055 Identification of Financial Conglomerates Joint Committee Final Report DOWNLOAD 268.59 KB
2013/1400 20 September 2013 meeting of the Principals of the OTC Derivative Regulators Group Post Trading, Press Releases Press Release DOWNLOAD 86.63 KB
2013/1355 ESMA 2014 Work Programme About ESMA Reference DOWNLOAD 852.81 KB
2013/1390 SV Riktlinjer och rekommendationer för skriftliga överenskommelser mellan medlemmar i CCP-kollegier Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 213.01 KB
2013/1390 ES Directrices y recomendaciones relativas a los acuerdos escritos entre miembros de colegios de ECC Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 229.33 KB
2013/1390 SL Smernice in priporočila v zvezi s pisnimi dogovori med člani kolegijev za CNS Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 288.06 KB
2013/1390 SK Usmernenia a odporúčania k písomným dohodám medzi členmi kolégií centrálnych protistrán Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 221.7 KB
2013/1390 RO Ghiduri şi recomandări privind acordurile scrise între membrii colegiilor pentru contrapărţi centrale (CPC) Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 216.18 KB
2013/1390 PT Orientações e Recomendações relativas aos acordos escritos a celebrar entre os membros dos colégios das CCP Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 232.51 KB
2013/1390 PL Wytyczne i zalecenia dotyczące pisemnych umów zawieranych pomiędzy członkami kolegiów CCP Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 222.01 KB
2013/1390 MT Linji Gwida u Rakkomandazzjonijiet dwar il-ftehimiet bil-miktub bejn il-kulleġġi CCP Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 219.22 KB
2013/1390 LT Pagrindinių sandorio šalių kolegijų narių rašytinių susitarimų gairės ir rekomendacijos Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 217.08 KB
2013/1390 LV Pamatnostādnes un ieteikumi par rakstveida vienošanos starp CCP kolēģiju dalībniekiem Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 308 KB
2013/1390 IT Orientamenti e raccomandazioni riguardanti gli accordi scritti tra i membri dei collegi delle CCP Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 222.83 KB
2013/1390 HU Iránymutatások és ajánlások a központi szerződő felek kollégiumainak tagjai közötti írásbeli megállapodásokról Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 232.33 KB
2013/1390 EL Κατευθυντήριες γραμμές και συστάσεις σχετικά με τις γραπτές συμφωνίες μεταξύ των μελών των σωμάτων κεντρικών αντισυμβαλλομένων Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 225.1 KB
2013/1390 DE Leitlinien und Empfehlungen zu schriftlichen Vereinbarungen zwischen Mitgliedern von CCP-Kollegien Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 216.72 KB
2013/1390 FR Orientations et recommandations concernant les accords écrits conclus entre les membres des collèges de contreparties centrales Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 214.66 KB
2013/1390 FI Ohjeet ja suositukset keskusvastapuolten kollegioiden jäsenten välisistä kirjallisista sopimuksista Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 216.27 KB
2013/1390 ET Suunised ja soovitused kesksete vastaspoolte kolleegiumi liikmete kirjaliku kokkuleppe kohta Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 213.69 KB
2013/1390 NL Richtsnoeren en aanbevelingen betreffende schriftelijke overeenkomsten tussen leden van CTP- colleges (centrale tegenpartijen) Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 212.29 KB
2013/1390 DA Retningslinjer og henstillinger vedrørende skriftlige aftaler mellem medlemmer af CCP-kollegier Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 211.95 KB
2013/1390 CS Obecné pokyny a doporučení k písemným dohodám mezi členy kolegií ústředních protistran Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 307.31 KB
2013/1390 HR Smjernice i preporuke u svezi s pisanim sporazumima između članova kolegija središnjih drugih ugovornih strana Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 216.6 KB
2013/1390 BG Насоки и препоръки относно писмените споразумения между членовете на колегии на централни контрагенти Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 225.9 KB
2013/1390 Guidelines and Recommendations regarding written agreements between members of CCP colleges Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 209.9 KB
JC/2013/051 Joint Committee of the ESAs’ 2014 Work Programme Joint Committee Reference DOWNLOAD 90.99 KB
2013/1394 BWF/ICMA Capital Markets Conference, Key note address by ESMA Chair, Steven Maijoor Speeches Speech DOWNLOAD 84.71 KB
2013/1371 ESMA Technical advice on equivalence of South Korea for CCPs Post Trading Technical Advice DOWNLOAD 1.83 MB
2013/1369 ESMA Technical advice on equivalence of Hong Kong for OTC and TR (Supplement) Post Trading Technical Advice DOWNLOAD 124.15 KB
2013/1372 ESMA Technical advice on equivalence of Singapore for TRs (Supplement) Post Trading Technical Advice DOWNLOAD 500.37 KB
2013/1383 Technical advice on third country regulatory equivalence under EMIR Post Trading Letter DOWNLOAD 44.23 KB
2013/1374 Technical advice on third country regulatory equivalence under EMIR – Switzerland (Supplement) Post Trading Final Report DOWNLOAD 117.72 KB
2013/1375 Technical advice on third country regulatory equivalence under EMIR – Canada Post Trading Final Report DOWNLOAD 1.39 MB
2013/1370 Technical advice on third country regulatory equivalence under EMIR – India Post Trading Final Report DOWNLOAD 2.44 MB
2013/1373 ESMA Technical advice on equivalence of Australia - OTC and TR (Supplement) Post Trading Final Report DOWNLOAD 736.17 KB
2013/606 SV Ersättningspolicy och ersättningspraxis (MiFID-direktivet) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 248.72 KB
2013/606 ES Políticas y prácticas de remuneración (MiFID) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 258.25 KB
2013/606 SL Politike in prakse prejemkov (MiFID) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 285.25 KB
2013/606 SK Politiky a postupy odmeňovania (MiFID) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 338.94 KB
2013/606 RO Politici și practici de remunerare (Directiva privind piețele instrumentelor financiare, MiFID) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 275.88 KB
2013/606 PT Políticas e práticas de remuneração (DMIF) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 263.18 KB
2013/606 PL Wytyczne w sprawie zasad i praktyk dotyczących wynagrodzeń (MiFID) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 323.25 KB
2013/606 MT Politiki u prattiki ta’ remunerazzjoni (MiFID) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 364.62 KB
2013/606 LT Atlyginimų nustatymo politika ir praktika (FPRD) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 268.28 KB
2013/606 LV Atlīdzības politika un prakse (FITD) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 339.96 KB
2013/606 IT Politiche e prassi retributive (MiFID) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 335.36 KB
2013/606 DE Vergütungsgrundsätze und -verfahren (MiFID) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 331.96 KB
2013/606 HU Javadalmazási politikák és gyakorlatok (MiFID) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 338.38 KB
2013/606 EL Κατευθυντήριες γραμμές σχετικά με τις πολιτικές και τις πρακτικές αποδοχών (MiFID) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 385.26 KB
2013/606 FR Politiques et pratiques de rémunération (Directive MIF) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 261.06 KB
2013/606 FI Palkka- ja palkkiopolitiikat ja -käytännöt (MiFID) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 247.13 KB
2013/606 ET Tasustamispoliitika ja -tavad (finantsinstrumentide turgude direktiiv) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 236.61 KB
2013/606 NL Beloningsbeleid en beloningspraktijken (MiFID) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 319.71 KB
2013/606 DA Aflønningspolitik og -praksis (MiFID) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 357.25 KB
2013/606 CS Zásady a postupy v oblasti odměňování (MiFID) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 343.56 KB
2013/606 HR Politike i prakse primitaka (MiFID-a) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 247.13 KB
2013/1368 ESMA clarifies reporting requirements for alternative fund managers Fund Management, Press Releases Press Release DOWNLOAD 81.3 KB
ESMA/2013/1350 Annex to the Statement by Steven Maijoor, Chair of ESMA, to the ECON hearing, 30 September 2013 About ESMA Statement DOWNLOAD 338.74 KB
ESMA/2013/1363 Statement by Steven Maijoor, Chair European Securities and Markets Authority, ECON Committee, European Parliament 30 September 2013 About ESMA Statement DOWNLOAD 113.71 KB
2013/MB/55 Summary of conclusions MB meeting 26/06/13 Management Board Reference DOWNLOAD 114.71 KB
2013/BS/125 Summary of conclusions BoS meeting 04/07/13 Board of Supervisors Reference DOWNLOAD 234.19 KB
DG Markt MJ/acg (2013) 3265823 European Commission letter regarding Draft Technical Standard on the Cross-Border Application of EMIR Post Trading Letter DOWNLOAD 82.86 KB
2013/1324 ESMA TRV: market conditions improve, as systemic risks persist Risk monitoring Press Release DOWNLOAD 149.46 KB
2013/1138 Trends, Risks, Vulnerabilities No. 2, 2013 Risk monitoring Final Report DOWNLOAD 2.92 MB
2013/1139 ESMA Risk Dashboard No.3, 2013 Risk monitoring Final Report DOWNLOAD 891.55 KB
2013/08/ODRG Agreed Understandings to Resolving Cross-border Conflicts, Inconsistencies, Gaps and Duplicative Requirements Post Trading Final Report DOWNLOAD 442.48 KB
2013/1245 IASB’s Exposure Draft on Leases (EFRAG) Issuer disclosure Letter DOWNLOAD 172.89 KB
2013/1244 IASB’s Exposure Draft on Leases Issuer disclosure Letter DOWNLOAD 174.68 KB
2013/949 The IASB’s Exposure Draft Regulatory Deferral Accounts (EFRAG) Issuer disclosure Letter DOWNLOAD 209.89 KB
2013/948 The IASB’s Exposure Draft Regulatory Deferral Accounts Issuer disclosure Letter DOWNLOAD 209.92 KB
2013-09-03 Joint Committee Report on Risks and Vulnerabilities Joint Committee Press Release DOWNLOAD 179.21 KB
JC 2013/050 Joint Committee report on risks and vulnerabilities in the EU financial system, August 2013 Joint Committee Final Report DOWNLOAD 793.91 KB
2013/1169 ESMA advises Commission on equivalence of non-European derivatives rules Press Releases Press Release DOWNLOAD 94.57 KB
2013/1160 Technical advice on third country regulatory equivalence under EMIR – Hong Kong Post Trading Technical Advice DOWNLOAD 3.57 MB
2013/1162 Technical advice on third country regulatory equivalence under EMIR – Switzerland Post Trading Technical Advice DOWNLOAD 3.65 MB
2013/1161 Technical advice on third country regulatory equivalence under EMIR – Singapore Post Trading Technical Advice DOWNLOAD 3.55 MB
2013/1159 Technical advice on third country regulatory equivalence under EMIR – Australia Post Trading Technical Advice DOWNLOAD 3.82 MB
2013/1158 Technical advice on third country regulatory equivalence under EMIR – Japan Post Trading Technical Advice DOWNLOAD 3.76 MB
2013/1157 Technical advice on third country regulatory equivalence under EMIR – US Post Trading Technical Advice DOWNLOAD 5.06 MB
2013/1163 Technical advice on third country regulatory equivalence under EMIR Post Trading Letter DOWNLOAD 174.58 KB
2013/SMSG/013 SMSG contribution to the ESFS Consultation Securities and Markets Stakeholder Group Reference DOWNLOAD 409.94 KB
2013/BS/122 Summary of conclusions BoS meeting 30/04/13 Board of Supervisors Reference DOWNLOAD 188.99 KB
2013/1119 Opinion on draft regulatory technical standards on types of AIFMs under Article 4(4) of Directive 2011/61/EU Fund Management Reference DOWNLOAD 247.02 KB
Related documents European Commission letter to ESMA re draft Regulatory Technical Standards on types of AIFMD, Article 4(4) of AIFMD Directive
Summary
Translated versions
OJ/06/08/2013 Travel Agency Services (New deadline for submission: 30/09/2013) Procurement CLOSED Procedure DOWNLOAD 688.3 KB
2013/611 SV Key concepts of the AIFMD Fund Management Reference DOWNLOAD 84.4 KB
2013/611 ES Key concepts of the AIFMD Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 91 KB
2013/611 SL Key concepts of the AIFMD Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 122.55 KB
2013/611 SK Key concepts of the AIFMD Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 134.07 KB
2013/611 RO Key concepts of the AIFMD Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 129.04 KB
2013/611 PT Key concepts of the AIFMD Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 95.98 KB
2013/611 PL Key concepts of the AIFMD Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 136.85 KB
2013/611 MT Key concepts of the AIFMD Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 133.43 KB
2013/611 LT Key concepts of the AIFMD Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 133.86 KB
2013/611 LV Key concepts of the AIFMD Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 129.16 KB
2013/611 IT Key concepts of the AIFMD Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 92.98 KB
2013/611 HU Key concepts of the AIFMD Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 130.92 KB
2013/611 EL Key concepts of the AIFMD Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 138.43 KB