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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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720 documents
Date Reference Title Sections Type Main document Info
ESMA70-156-4978 reply form Reply form for the Consultation Paper on the Opinion on Trading Venue perimeter Investor protection, Trading, Trading Reference DOWNLOAD 418.16 KB
ESMA70-156-4978 Consultation Paper on the Opinion on Trading Venue perimeter Investor protection, Trading, Trading Consultation Paper DOWNLOAD 565.29 KB
ESMA22-106-3714 Summary of conclusions Board of Supervisors - 17 November 2021 Board of Supervisors Summary of Conclusions DOWNLOAD 187.47 KB
ESMA43-318-11471 Breach of union law investigations Board of Supervisors Reference DOWNLOAD 110.88 KB
ESMA35-43-2998 Draft Guidelines on certain aspects of the MiFID II suitability requirements Investor protection Consultation Paper DOWNLOAD 527.96 KB
ESMA71-99-1809 Press Release - ESMA appoints two new members to its Management Board Board of Supervisors, About ESMA, Management Board Press Release DOWNLOAD 96.76 KB
ESMA35-30-703 Call for expression of interest: CWG of ESMA's IPISC Investor protection Reference DOWNLOAD 188.91 KB
ESMA22-106-3800 SMSG response to ESMA on its Call for evidence on the EC mandate on certain aspects relating to retail investor protection Investor protection, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 374.84 KB
JC 2021 56 Mandate of the Joint Committee of the European Supervisory Authorities’ Consumer Protection and Financial Innovation Sub-Committee Digital Finance and Innovation, Joint Committee, Investor protection Reference DOWNLOAD 91.78 KB
ESMA35-43-2938 Final report - Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 537.74 KB
ESMA35-43-1215 Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body Guidelines and Technical standards, Joint Committee, Investor protection Compliance table DOWNLOAD 302.18 KB
ESMA 71-99-1783 Press release ESMA Vice Chair 2021 Board of Supervisors, About ESMA, Management Board, Press Releases Press Release DOWNLOAD 80.16 KB
ESMA34-38-278 ESMA ED Natasha Cazenave Keynote Speech_EFAMA Investment Management Forum 2021 Fund Management, Investor protection, Speeches, Sustainable finance Speech DOWNLOAD 159.98 KB
ESMA35-36-2418 Draft Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) under IFD Investor protection Consultation Paper DOWNLOAD 1.35 MB
ESMA35-30-703 application form Application form - IPISC CWG renewal 2021 Investor protection Reference DOWNLOAD 37.46 KB
ESMA22-106-3571 Summary of conclusions Board of Supervisors - 21-22 September 2021 Board of Supervisors Summary of Conclusions DOWNLOAD 209.27 KB
ESMA35-42-1183 Draft technical standards under the European crowdfunding service providers for business Regulation Investor protection Final Report DOWNLOAD 1.43 MB
ESMA71-99-1749 Press_Release_New Chair_Ross November FINAL Board of Supervisors, About ESMA, Joint Committee, Management Board, Press Releases Press Release DOWNLOAD 81.42 KB
ESMA35-43-1430 Compliance table on Guidelines on MiFID II suitability requirements Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 145.3 KB
ESMA35-36-2319 EN Joint EBA and ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Joint Committee, Investor protection Guidelines & Recommendations DOWNLOAD 584.29 KB
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