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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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530 documents
Date Reference Title Sections Type Main document Info
ESMA35-43-3112 Letter to the EC on the MiFID II suitability consultation Investor protection Letter DOWNLOAD 177.03 KB
ESMA35-43-3006 Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 303.97 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA74-427-607 EMIR and SFTR data quality report 2021 Market data, Supervisory convergence Report DOWNLOAD 1.53 MB
ESMA35-36-2537 Final Report on Guidelines on certain aspects of the MiFID II remuneration requirements Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 475.42 KB
ESMA74-362-2448 Final Report management body Market data Final Report DOWNLOAD 240.85 KB
ESMA74-362-2351 Final report - Guidelines on transfer of data between Trade Repositories under EMIR and SFTR Market data, Securities Financing Transactions, Trade Repositories Final Report DOWNLOAD 714.09 KB
ESA 2022 15 EU financial regulators warn consumers on the risks of crypto-assets Digital Finance and Innovation, Joint Committee, Investor protection, Warnings and publications for investors Investor Warning DOWNLOAD 118.67 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-43-1163 Guidelines on certain aspects of the MiFID II suitability requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 272.92 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA32-384-5357 Annex - Response to EC targeted consultation on the Listing Act Market Abuse, Investor protection, Prospectus Reference DOWNLOAD 836.77 KB
Related documents ESMA response to the Commission consultation on the Listings Act
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ESMA50-164-4665 xls ESMA report on trends, risks and vulnerabilities No.1 2022 - Structural Market Indicators xls Market data, Risk monitoring Reference DOWNLOAD 274.35 KB
ESMA50-164-4665 ESMA report on trends, risks and vulnerabilities No.1 2022 - Structural Market Indicators Market data, Risk monitoring Reference DOWNLOAD 353.39 KB
ESMA50-165-2061 ESMA report on trends, risks and vulnerabilities No.1 2022 - Statistical annex Market data, Risk monitoring Reference DOWNLOAD 1.59 MB
ESMA24-436-1152 ESMA response to the Commission consultation on the Listings Act Market Abuse, Investor protection, Prospectus Letter DOWNLOAD 99.52 KB
Related documents Annex - Response to EC targeted consultation on the Listing Act
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ESAFinEdu Highlights Joint ESAs financial education conference 2022 - Highlights Joint Committee, Investor protection Reference DOWNLOAD 318.78 KB
ESMA65-8-5014 FIRDS - Instructions on access and download of full and delta reference data files Market data Reference DOWNLOAD 166.09 KB
ESMA50-165-1948 EU Alternative Investment Funds - 2022 Statistical Report Fund Management, Market data, Risk monitoring Report DOWNLOAD 1.46 MB
ESMA35-43-2900 Supervisory briefing in relation to firms using tied agents in the MiFID II framework Investor protection Reference DOWNLOAD 198.53 KB
ESMA35-43-2183 Compliance table - Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 161.56 KB
JC 2022 03 Joint ESAs thematic repository of national financial education initiatives on digitalisation Joint Committee, Investor protection Reference DOWNLOAD 4.99 MB
ESAs Financial Education event Joint ESAs high-level conference on financial education Joint Committee, Investor protection Reference DOWNLOAD 258.84 KB