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ESMA32-384-5357 |
Annex - Response to EC targeted consultation on the Listing Act |
Market Abuse, Investor protection, Prospectus |
Reference |
DOWNLOAD 836.77 KB |
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ESMA35-43-3172 |
Guidelines on certain aspects of the MiFID II suitability requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 303.51 KB |
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| Related documents |
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| Summary |
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| Translated versions |
BG
, CS
, DA
, DE
, EL
, ES
, ET
, FI
, FR
, GA
, HR
, HU
, IT
, LT
, LV
, MT
, NL
, PL
, PT
, RO
, SK
, SL
, SV
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ESMA35-43-3861 |
Supervisory briefing on understanding the definition of advice under MiFID II |
Investor protection |
Report |
DOWNLOAD 844.02 KB |
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ESMA24-442-152 |
Verena Ross' speech at Latvian Capital Market Forum 2023, 8 February 2023 |
Investor protection, Speeches, Supervisory convergence, Sustainable finance |
Speech |
DOWNLOAD 134.02 KB |
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JC/2015/079 |
2015 list of identified Financial Conglomerates |
Joint Committee, Investor protection |
Reference |
DOWNLOAD 146.29 KB |
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ESMA35-335435667-4321 |
2022 Report on MiFID II sanctions |
Investor protection |
Final Report |
DOWNLOAD 428.45 KB |
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08-003 Finnish |
A Consumer's guide to MiFID - Investing in Financial products - Finnish translation |
Warnings and publications for investors |
Reference |
DOWNLOAD 1 MB |
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08-003 Icelandic |
A Consumer's guide to MiFID - Investing in Financial products - Icelandic translation |
Warnings and publications for investors |
Reference |
DOWNLOAD 554.96 KB |
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08-003 German |
A Consumer's guide to MiIFD - Investing in Financial products - German translation |
Warnings and publications for investors |
Reference |
DOWNLOAD 380.1 KB |
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08-003 Lithuanian |
A Consumer's guide to MiIFD - Investing in Financial products - Lithuanian translation |
Warnings and publications for investors |
Reference |
DOWNLOAD 3.22 MB |
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08-003 Maltese |
A Consumer's guide to MiIFD - Investing in Financial products - Maltese translation |
Warnings and publications for investors |
Reference |
DOWNLOAD 1.24 MB |
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08-003 |
A Consumers' Guide to MiFID - Investing in Financial Products |
Warnings and publications for investors |
Reference |
DOWNLOAD 563.13 KB |
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08-003 Dutch |
A Consumers' Guide to MiFID - Investing in Financial Products - Dutch translation |
Warnings and publications for investors |
Reference |
DOWNLOAD 245.93 KB |
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08-003 French |
A Consumers' Guide to MiFID - Investing in Financial Products - French translation |
Warnings and publications for investors |
Reference |
DOWNLOAD 240.21 KB |
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08-003 HU |
A Consumers' Guide to MiFID - Investing in Financial Products - Hungarian translation |
Warnings and publications for investors |
Reference |
DOWNLOAD 281.74 KB |
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08-003 ES |
A Consumers' Guide to MiFID - Investing in Financial Products - Spanish Translation |
Warnings and publications for investors |
Reference |
DOWNLOAD 2.35 MB |
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2012/557 PT |
A ESMA alerta os investidores para os riscos dos investimentos online |
Warnings and publications for investors |
Investor Warning |
DOWNLOAD 336.1 KB |
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ESMA35-43-1000 |
Additional information on the agreed product intervention measures relating to contracts for differences and binary options |
Investor protection |
Reference |
DOWNLOAD 202.01 KB |
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2013/606 DA |
Aflønningspolitik og -praksis (MiFID) |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 357.25 KB |
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ESMA71-99-608 |
Annex (Template for the Assessment of Collective Suitability) |
Guidelines and Technical standards, Investor protection |
Reference |
DOWNLOAD 72.7 KB |
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