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2016/1621 |
2016-1621 ESMA letter to EC on postponement of ESEF RTS |
Issuer disclosure, Electronic reporting, Transparency |
Letter |
DOWNLOAD 87.44 KB |
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ESMA32-384-5357 |
Annex - Response to EC targeted consultation on the Listing Act |
Market Abuse, Investor protection, Prospectus |
Reference |
DOWNLOAD 836.77 KB |
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2015/1131 |
ESMA Opinion on the renewal of emergency measure by the Greek HCMC under short selling regulation |
Short Selling, Market Integrity |
Opinion |
DOWNLOAD 110.11 KB |
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2015/1139 |
ESMA Opinion on the renewal of emergency measure by the Greek HCMC under the Short Selling Regulation |
Short Selling, Market Integrity |
Opinion |
DOWNLOAD 114.23 KB |
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ESMA35-43-3172 |
Guidelines on certain aspects of the MiFID II suitability requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 303.51 KB |
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Related documents |
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Summary |
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Translated versions |
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ESMA35-43-3861 |
Supervisory briefing on understanding the definition of advice under MiFID II |
Investor protection |
Report |
DOWNLOAD 844.02 KB |
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ESMA24-442-152 |
Verena Ross' speech at Latvian Capital Market Forum 2023, 8 February 2023 |
Investor protection, Speeches, Supervisory convergence, Sustainable finance |
Speech |
DOWNLOAD 134.02 KB |
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JC/2015/079 |
2015 list of identified Financial Conglomerates |
Joint Committee, Investor protection |
Reference |
DOWNLOAD 146.29 KB |
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2016/1668 |
2016-1668 ESMA feedback statement on ESEF |
Issuer disclosure, Electronic reporting, Transparency |
Report |
DOWNLOAD 6.98 MB |
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2016/1682 |
2016-1682 Press Release on Feedback Statement on ESEF |
Issuer disclosure, Electronic reporting, Press Releases, Transparency |
Press Release |
DOWNLOAD 225.03 KB |
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ESMA32-63-1385 |
2022 Corporate Reporting Enforcement and Regulatory Activities Report |
Corporate Finance, Electronic reporting, Prospectus |
Annual Report |
DOWNLOAD 1.43 MB |
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ESMA35-335435667-4321 |
2022 Report on MiFID II sanctions |
Investor protection |
Final Report |
DOWNLOAD 428.45 KB |
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ESMA32-193237008-8269 |
2023 Corporate Reporting Enforcement and Regulatory Activities Report |
Corporate Finance, Electronic reporting, Prospectus |
Report |
DOWNLOAD 2.5 MB |
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2013/74 HU |
A short ügyletekről és a hitel-nemteljesítési csereügyletekkel kapcsolatos egyes szempontokról szóló 236/2012/EU európai parlamenti és tanácsi rendelet szerinti árjegyzői tevékenységek és elsődleges piaci műveletek mentessége |
Short Selling, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 550.5 KB |
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ESMA35-43-1000 |
Additional information on the agreed product intervention measures relating to contracts for differences and binary options |
Investor protection |
Reference |
DOWNLOAD 202.01 KB |
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SSR sanctions |
Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) |
Short Selling |
Reference |
DOWNLOAD 372.65 KB |
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2013/606 DA |
Aflønningspolitik og -praksis (MiFID) |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 357.25 KB |
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ESMA71-99-608 |
Annex (Template for the Assessment of Collective Suitability) |
Guidelines and Technical standards, Investor protection |
Reference |
DOWNLOAD 72.7 KB |
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ESMA35-36-2319 |
Annex I Joint ESMA and EBA GL on the assessment of suitability of members of the management body |
Investor protection |
Reference |
DOWNLOAD 70.83 KB |
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2016/1529 ANNEX |
Annex I - Template for the assessment of collective suitability |
Guidelines and Technical standards, Investor protection |
Reference |
DOWNLOAD 54.43 KB |
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