ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

535 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA34-39-992 Guidelines on performance fees in UCITS and certain types of AIFs Fund Management, Guidelines and Technical standards, Supervisory convergence Guidelines & Recommendations DOWNLOAD 224.69 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA70-156-3581 Final Report on SME GMs RTS-ITS under MAR Market Abuse, Market Integrity Final Report DOWNLOAD 691.32 KB
ESMA71-99-1421 Retail investors and asset management are the pillars of a successful Capital Markets Union Fund Management, Investor protection, Speeches Speech DOWNLOAD 170.21 KB
ESM22-103-1158 ESM22-103-1158 Keynote Speech - Verena Ross - AFME Compliance and Legal Conference COVID-19, Market Abuse, Market Integrity, Trading, Speeches Speech DOWNLOAD 133.94 KB
ESMA70-156-2391 Final Report - MAR Review Market Abuse, Market Integrity Final Report DOWNLOAD 1.94 MB
ESMA70-155-10272 Final Report on Cum Ex and other multiple withholding tax reclaim schemes Market Abuse, Market Integrity, Trading Final Report DOWNLOAD 906.57 KB
ESMA71-99-1404 ESMA reappoints the chairs of its Data and Investment Management Standing Committees Board of Supervisors, Fund Management, Press Releases Statement DOWNLOAD 86.16 KB
ESMA34-49-184 ESMA’s guidelines on stress test scenarios under the MMFR continue to be applicable until their 2020 update Fund Management Statement DOWNLOAD 126.94 KB
ESMA34-32-551 ESMA letter on AIFMD Review Fund Management Letter DOWNLOAD 331.6 KB
JC 2020 66 draft Draft Final Report following consultation on draft regulatory technical standards to amend the PRIIPs KID (NOT APPROVED) Fund Management, Joint Committee Report DOWNLOAD 2.77 MB
ESAs 2020 19 Outcome of ESA review of the PRIIPs Delegated Regulation Fund Management, Joint Committee Letter DOWNLOAD 81.98 KB
ESMA34-47-351 IMSC Terms of Reference Fund Management Reference DOWNLOAD 98.89 KB
ESMA34-39-897 Guidelines on liquidity stress testing in UCITS and AIFs Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 298.91 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA34-39-109 Public statement on external support within the meaning of Article 35 of the MMF Regulation COVID-19, Fund Management Statement DOWNLOAD 118.34 KB
ESMA71-99-1339 ESMA promotes convergence in the supervision of costs in UCITS and AIFs Fund Management, Supervisory convergence Press Release DOWNLOAD 85.27 KB
ESMA34-39-1042 Supervisory briefing on the supervision of costs in UCITS and AIFs Fund Management, Supervisory convergence Report DOWNLOAD 162.41 KB
ESMA50-158-2232 ESMA supports ESRB actions to address COVID-related systemic vulnerabilities COVID-19, Fund Management Statement DOWNLOAD 81.33 KB
ESMA70-156-2803 Response form - SME Growth Markets Market Abuse, Market Integrity, Trading Reference DOWNLOAD 771.99 KB
Related documents Consultation paper on SME GMs under MiFID II and MAR
Summary
Translated versions
ESMA34-45-896 Actions to mitigate the impact of COVID-19 on the deadlines for the publication of periodic reports by fund managers COVID-19, Fund Management Statement DOWNLOAD 113.03 KB
ESMA71-99-1301 ESMA report stresses impact of costs on retail investor benefits Fund Management, Investor protection, Risk monitoring Press Release DOWNLOAD 109.54 KB