ESMA Library
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
484 documents
Date Sort ascending | Reference | Title | Sections | Type | Main document | Info | ||||||
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ESAs Financial Education event | Joint ESAs high-level conference on financial education | Joint Committee, Investor protection | Reference | DOWNLOAD 258.84 KB | ||||||||
ESMA70-156-4978 reply form | Reply form for the Consultation Paper on the Opinion on Trading Venue perimeter | Investor protection, Trading, Trading | Reference | DOWNLOAD 418.16 KB | ||||||||
ESMA70-156-4978 | Consultation Paper on the Opinion on Trading Venue perimeter | Investor protection, Trading, Trading | Consultation Paper | DOWNLOAD 565.29 KB | ||||||||
ESMA35-43-2998 | Draft Guidelines on certain aspects of the MiFID II suitability requirements | Investor protection | Consultation Paper | DOWNLOAD 527.96 KB | ||||||||
ESMA35-30-703 | Call for expression of interest: CWG of ESMA's IPISC | Investor protection | Reference | DOWNLOAD 188.91 KB | ||||||||
ESMA22-106-3800 | SMSG response to ESMA on its Call for evidence on the EC mandate on certain aspects relating to retail investor protection | Investor protection, Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 374.84 KB | ||||||||
JC 2021 56 | Mandate of the Joint Committee of the European Supervisory Authorities’ Consumer Protection and Financial Innovation Sub-Committee | Digital Finance and Innovation, Joint Committee, Investor protection | Reference | DOWNLOAD 91.78 KB | ||||||||
ESMA35-43-2938 | Final report - Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements | Guidelines and Technical standards, Investor protection | Final Report | DOWNLOAD 537.74 KB | ||||||||
ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, Investor protection | Compliance table | DOWNLOAD 302.18 KB | ||||||||
ESMA34-38-278 | ESMA ED Natasha Cazenave Keynote Speech_EFAMA Investment Management Forum 2021 | Fund Management, Investor protection, Speeches, Sustainable finance | Speech | DOWNLOAD 159.98 KB | ||||||||
ESMA35-36-2418 | Draft Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) under IFD | Investor protection | Consultation Paper | DOWNLOAD 1.35 MB | ||||||||
ESMA35-30-703 application form | Application form - IPISC CWG renewal 2021 | Investor protection | Reference | DOWNLOAD 37.46 KB | ||||||||
ESMA35-42-1183 | Draft technical standards under the European crowdfunding service providers for business Regulation | Investor protection | Final Report | DOWNLOAD 1.43 MB | ||||||||
ESMA35-43-1430 | Compliance table on Guidelines on MiFID II suitability requirements | Guidelines and Technical standards, Investor protection | Compliance table | DOWNLOAD 145.3 KB | ||||||||
ESMA35-36-2319 EN | Joint EBA and ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders | Guidelines and Technical standards, Joint Committee, Investor protection | Guidelines & Recommendations | DOWNLOAD 584.29 KB | ||||||||
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ESMA71-99-1752 | Press Release - ESMA addresses investment recommendations made on social media platforms | Market Integrity, Investor protection, Press Releases | Press Release | DOWNLOAD 445.71 KB | ||||||||
ESMA70-154-2780 | ESMA’s Statement on Investment Recommendations on Social Media | Market Integrity, Investor protection | Statement | DOWNLOAD 106.19 KB | ||||||||
ESMA32-67-791 | Letter to IFRS IC on classification of SPAC shares as equity or liability (IAS 32) | Audit, Financial reporting, Investor protection, Prospectus | Letter | DOWNLOAD 223.92 KB | ||||||||
ESMA74-362-2159 | ESMA as a data driven regulator and supervisor - AFME 5th Annual European Compliance and Legal Virtual Conference | Market data, Trading, Market data, Post Trading, Risk monitoring, Securitisation, Speeches, Supervisory convergence, Trade Repositories, Transparency | Speech | DOWNLOAD 167.18 KB | ||||||||
ESMA35-43-1957 | Compliance table - Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) | Guidelines and Technical standards, Investor protection | Compliance table | DOWNLOAD 163.99 KB |