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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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571 documents
Date Reference Title Sections Type Main document Info
00-064c The regulation of Alternative Trading Systems in Europe. A paper for the EU Commission Trading Final Report DOWNLOAD 84.28 KB
2011/141 Consultation paper - ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU Prospectus, Issuer disclosure Consultation Paper DOWNLOAD 1.45 MB
2011/16 Letter to the SEC - Rulemakings on Registration of non-resident Swap Data Repositories Trading Letter DOWNLOAD 30.66 KB
2011/22 Report - ESMA Data on Prospectuses Approved and Passported - July 2010 to December 2010 Prospectus, Issuer disclosure Final Report DOWNLOAD 134.79 KB
2011/223 Press release - ESMA consults on systems and controls for highly automated trading Press Releases, Trading Press Release DOWNLOAD 57.39 KB
2011/224 Consultation paper - Guidelines on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities Trading Consultation Paper DOWNLOAD 623.6 KB
2011/323 Final report - ESMA's technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU Prospectus, Issuer disclosure Technical Advice DOWNLOAD 797.56 KB
2011/35 Call for evidence - Request for technical advice on possible delegated acts concerning the Prospectus Directive (2003/71/EC) as amended by the Directive 2010/73/EU Prospectus, Issuer disclosure Consultation Paper DOWNLOAD 3.85 MB
2011/36 Public statement - Framework for third country prospectuses under Article 20 of the Prospectus Directive Prospectus, Issuer disclosure Statement DOWNLOAD 317.51 KB
2011/37 Public statement - ESMA statement on Israeli laws and regulations on prospectuses Prospectus, Issuer disclosure Statement DOWNLOAD 187.46 KB
2011/4 Letter to the CFTC - Rulemakings on Registration of foreign Swap Data Repositories and Foreign Boards of Trade Trading Letter DOWNLOAD 34.38 KB
2011/431 Global regulators discuss OTC derivatives regulation Press Releases, Trading Press Release DOWNLOAD 18.94 KB
2011/444 ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU Prospectus, Issuer disclosure Consultation Paper DOWNLOAD 1.15 MB
2011/456 Final report - Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities Trading Guidelines & Recommendations DOWNLOAD 407 KB
Related documents Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities
Summary
Translated versions
2011/457 ESMA outlines future automated trading regime for trading platforms, investment firms and competent authorities Press Releases, Trading Press Release DOWNLOAD 151.9 KB
2011/67 Feedback statement - Consultation Paper on proposed amendments to CESR Prospectus, Issuer disclosure CESR Document DOWNLOAD 384.63 KB
2011/81 Recommendations - ESMA update of the CESR recommendations on the consistent implementation of Commission Regulation (EC) No 809/2004 implementing the Prospectus Directive Guidelines and Technical standards, Prospectus, Issuer disclosure Guidelines & Recommendations DOWNLOAD 593.19 KB
2011/82 Press release - ESMA establishes a framework for third country prospectus and applies this new framework to facilitate Israeli issuers access Prospectus, Issuer disclosure, Press Releases Press Release DOWNLOAD 189.19 KB
2012/10 Interpretation of the Mineral Companies Recommendations for cement companies Prospectus, Issuer disclosure Letter DOWNLOAD 41.27 KB
2012/122 Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 1006.44 KB
Related documents
Summary
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