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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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620 documents
Date Reference Title Sections Type Main document Info
2012/388 EL Κατευθυντήριες γραμμές σχετικά με ορισμένες πτυχές των απαιτήσεων της λειτουργίας συμμόρφωσης που προβλέπονται στη MiFID Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 408 KB
2012/388 HU Iránymutatások a megfelelési funkcióra vonatkozó MiFID-követelmények bizonyos szempontjairól Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 362.16 KB
2012/388 IT Orientamenti - su alcuni aspetti dei requisiti della funzione di controllo della conformità di cui alla MiFID Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 356.35 KB
2012/388 FI Ohjeet compliance - toimintoa koskevista MiFIDin vaatimuksista tietyiltä osin Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 247.93 KB
2012/388 LV Pamatnostādnes par noteiktiem FITD darbības atbilstības kontroles funkcijas prasību Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 355.06 KB
2012/388 LT Gairės dėl tam tikrų FPRD atitikties užtikrinimo funkcijai nustatytų reikalavimų aspektų Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 372.16 KB
2012/388 MT Linji gwida dwar ċerti aspetti tar-rekwiżiti tal-funzjoni għall-konformità tal-MiFID Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 362.34 KB
2012/388 PL Wytyczne w sprawie określonych aspektów wymogów dyrektywy MiFID dotyczących komórki ds. nadzoru zgodności z prawem Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 369.1 KB
2012/388 PT Orientações sobre determinados aspetos dos requisitos associados à função de verificação do cumprimento no quadro da DMIF Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 365.51 KB
2012/388 RO Orientări cu privire la anumite aspecte ale cerinţelor MiFID privind funcţia de asigurare a conformităţii Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 362.63 KB
2012/388 SK Usmernenia o určitých aspektoch požiadaviek MiFID týkajúcich sa vykonávania funkcie dodržiavania (compliance) Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 375.81 KB
2012/388 SL Smernice o določenih vidikih zahtev funkcije skladnosti iz direktive MiFID Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 365.04 KB
2012/388 ES Directrices acerca de ciertos aspectos de los requisitos del órgano de verificación del cumplimiento de la MiFID Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 359.25 KB
2012/388 SV Riktlinjer om vissa aspekter av kraven för funktionen för regelefterlevnad enligt MiFID Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 346.11 KB
2011/188 Cooperation including delegation between ESMA, the competent authorities and the sectoral competent authorities under Regulation (EU) No 513/2011 on credit rating agencies Credit Rating Agencies Guidelines & Recommendations DOWNLOAD 190.32 KB
2011/188 BG Сътрудничество, включващо делегиране между ЕОЦКП, компетентните органи и секторните компетентни органи съгласно Регламент (EС) № 513/2011 относно агенциите за кредитен рейтинг Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 256.32 KB
2011/188 CS Spolupráce zahrnující přenesení úkolů mezi Evropským orgánem pro cenné papíry a trhy, příslušnými orgány a odvětvovými příslušnými orgány podle nařízení (EU) č. 513/2011 o ratingových agenturách Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 205.99 KB
2011/188 DA Samarbejde, herunder delegation, mellem ESMA, de kompetente myndigheder og de kompetente sektormyndigheder i henhold til forordning (EU) nr. 513/2011 om kreditvurderingsbureauer Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 189.43 KB
2011/188 NL Samenwerking, met inbegrip van delegatie, tussen de ESMA, de bevoegde autoriteiten en de sectorale bevoegde autoriteiten krachtens Verordening (EU) nr. 513/2011 inzake ratingbureaus Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 187.8 KB
2011/188 ET Koostöö ja delegeerimine Euroopa Väärtpaberiturujärelevalve (ESMA), pädevate asutuste ja valdkondlike pädevate asutuste vahel vastavalt määrusele (EÜ) nr 513/2011 reitinguagentuuride kohta Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 191.44 KB