ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

85 documents
Date Sort ascending Reference Title Sections Type Main document Info
2012/388 SV Riktlinjer om vissa aspekter av kraven för funktionen för regelefterlevnad enligt MiFID Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 346.11 KB
2012/388 ES Directrices acerca de ciertos aspectos de los requisitos del órgano de verificación del cumplimiento de la MiFID Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 359.25 KB
2012/388 SL Smernice o določenih vidikih zahtev funkcije skladnosti iz direktive MiFID Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 365.04 KB
2012/388 SK Usmernenia o určitých aspektoch požiadaviek MiFID týkajúcich sa vykonávania funkcie dodržiavania (compliance) Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 375.81 KB
2012/388 RO Orientări cu privire la anumite aspecte ale cerinţelor MiFID privind funcţia de asigurare a conformităţii Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 362.63 KB
2012/388 PT Orientações sobre determinados aspetos dos requisitos associados à função de verificação do cumprimento no quadro da DMIF Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 365.51 KB
2012/388 PL Wytyczne w sprawie określonych aspektów wymogów dyrektywy MiFID dotyczących komórki ds. nadzoru zgodności z prawem Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 369.1 KB
2012/388 MT Linji gwida dwar ċerti aspetti tar-rekwiżiti tal-funzjoni għall-konformità tal-MiFID Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 362.34 KB
2012/388 LT Gairės dėl tam tikrų FPRD atitikties užtikrinimo funkcijai nustatytų reikalavimų aspektų Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 372.16 KB
2012/388 LV Pamatnostādnes par noteiktiem FITD darbības atbilstības kontroles funkcijas prasību Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 355.06 KB
2012/388 FI Ohjeet compliance - toimintoa koskevista MiFIDin vaatimuksista tietyiltä osin Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 247.93 KB
2012/388 IT Orientamenti - su alcuni aspetti dei requisiti della funzione di controllo della conformità di cui alla MiFID Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 356.35 KB
2012/388 HU Iránymutatások a megfelelési funkcióra vonatkozó MiFID-követelmények bizonyos szempontjairól Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 362.16 KB
2012/388 EL Κατευθυντήριες γραμμές σχετικά με ορισμένες πτυχές των απαιτήσεων της λειτουργίας συμμόρφωσης που προβλέπονται στη MiFID Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 408 KB
2012/388 DE Leitlinien zu einigen Aspekten der MiFID-Anforderungen an die Compliance-Funktion Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 361.42 KB
2012/388 FR Orientations concernant certains aspects de la directive MIF relatifs aux exigences de la fonction de vérification de la conformité Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 367.34 KB
2012/388 ET Suunised finantsinstrumentide turgude direktiivis (MiFID) sätestatud vastavuskontrolli funktsiooni käsitlevate nõuete teatud aspektide kohta Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 313.13 KB
2012/388 NL Richtsnoeren met betrekking tot bepaalde aspecten van de MiFID-eisen voor de compliancefunctie Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 357.72 KB
2012/388 DA Retningslinjer for visse aspekter af kravene til compliancefunktionen ifølge MiFID Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 352.31 KB
2012/388 CZ Obecné pokyny k určitým aspektům požadavků směrnice MiFID na funkci compliance Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 373.72 KB