|
ESMA70-156-4978 |
Consultation Paper on the Opinion on Trading Venue perimeter |
Investor protection, Trading, Trading |
Consultation Paper |
DOWNLOAD 565.29 KB |
|
|
ESMA35-43-2998 |
Draft Guidelines on certain aspects of the MiFID II suitability requirements |
Investor protection |
Consultation Paper |
DOWNLOAD 527.96 KB |
|
|
ESMA35-30-703 |
Call for expression of interest: CWG of ESMA's IPISC |
Investor protection |
Reference |
DOWNLOAD 188.91 KB |
|
|
ESMA22-106-3800 |
SMSG response to ESMA on its Call for evidence on the EC mandate on certain aspects relating to retail investor protection |
Investor protection, Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 374.84 KB |
|
|
JC 2021 56 |
Mandate of the Joint Committee of the European Supervisory Authorities’ Consumer Protection and Financial Innovation Sub-Committee |
Digital Finance and Innovation, Joint Committee, Investor protection |
Reference |
DOWNLOAD 91.78 KB |
|
|
ESMA35-43-2938 |
Final report - Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 537.74 KB |
|
|
ESMA35-43-1215 |
Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body |
Guidelines and Technical standards, Joint Committee, Investor protection |
Compliance table |
DOWNLOAD 302.18 KB |
|
|
ESMA34-38-278 |
ESMA ED Natasha Cazenave Keynote Speech_EFAMA Investment Management Forum 2021 |
Fund Management, Investor protection, Speeches, Sustainable finance |
Speech |
DOWNLOAD 159.98 KB |
|
|
ESMA35-36-2418 |
Draft Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) under IFD |
Investor protection |
Consultation Paper |
DOWNLOAD 1.35 MB |
|
|
ESMA35-30-703 application form |
Application form - IPISC CWG renewal 2021 |
Investor protection |
Reference |
DOWNLOAD 37.46 KB |
|
|
ESMA35-42-1183 |
Draft technical standards under the European crowdfunding service providers for business Regulation |
Investor protection |
Final Report |
DOWNLOAD 1.43 MB |
|
|
ESMA35-43-1430 |
Compliance table on Guidelines on MiFID II suitability requirements |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 145.3 KB |
|
|
ESMA35-36-2319 EN |
Joint EBA and ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Joint Committee, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 584.29 KB |
|
Related documents |
|
Summary |
|
Translated versions |
BG
, CS
, DA
, DE
, EL
, ES
, ET
, FI
, FR
, HR
, HU
, IT
, LT
, LV
, MT
, NL
, PL
, PT
, RO
, SK
, SL
, SV
|
|
|
ESMA71-99-1752 |
Press Release - ESMA addresses investment recommendations made on social media platforms |
Market Integrity, Investor protection, Press Releases |
Press Release |
DOWNLOAD 445.71 KB |
|
|
ESMA70-154-2780 |
ESMA’s Statement on Investment Recommendations on Social Media |
Market Integrity, Investor protection |
Statement |
DOWNLOAD 106.19 KB |
|
|
ESMA32-67-791 |
Letter to IFRS IC on classification of SPAC shares as equity or liability (IAS 32) |
Audit, Financial reporting, Investor protection, Prospectus |
Letter |
DOWNLOAD 223.92 KB |
|
|
ESMA35-43-1957 |
Compliance table - Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 163.99 KB |
|
|
ESMA35-43-2827 |
Call for evidence on retail investor protection aspects |
Investor protection |
Consultation Paper |
DOWNLOAD 357.05 KB |
|
|
ESMA35-43-2836 response form |
Response form for the Consultation Paper on Review of the MiFID II framework on best execution reports |
Investor protection |
Reference |
DOWNLOAD 771.39 KB |
|
|
ESMA35-43-2836 |
Consultation on Review of the MiFID II framework on best execution reports |
Investor protection |
Consultation Paper |
DOWNLOAD 452.96 KB |
|