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ESMA70-449-497 |
Opinion RTS liquidity contracts for SME Growth Market issuers |
Market Integrity, Investor protection, Trading, Trading |
Opinion |
DOWNLOAD 849.59 KB |
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ESMA71-99-1935 |
ESMA makes recommendations to improve investor protection |
Investor protection, Press Releases |
Press Release |
DOWNLOAD 161.86 KB |
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ESMA35-42-1227 |
Technical Advice on retail investor protection |
Investor protection |
Final Report |
DOWNLOAD 646.19 KB |
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ESMA35-43-3112 |
Letter to the EC on the MiFID II suitability consultation |
Investor protection |
Letter |
DOWNLOAD 177.03 KB |
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ESMA35-43-3006 |
Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 303.97 KB |
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ESMA35-36-2537 |
Final Report on Guidelines on certain aspects of the MiFID II remuneration requirements |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 475.42 KB |
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ESA 2022 15 |
EU financial regulators warn consumers on the risks of crypto-assets |
Digital Finance and Innovation, Joint Committee, Investor protection, Warnings and publications for investors |
Investor Warning |
DOWNLOAD 118.67 KB |
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| Related documents |
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| Summary |
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ESMA35-43-1163 |
Guidelines on certain aspects of the MiFID II suitability requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 272.92 KB |
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| Related documents |
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| Summary |
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| Translated versions |
BG
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, DA
, DE
, EL
, ES
, ET
, FI
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, HU
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ESMA32-384-5357 |
Annex - Response to EC targeted consultation on the Listing Act |
Market Abuse, Investor protection, Prospectus |
Reference |
DOWNLOAD 836.77 KB |
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ESMA24-436-1152 |
ESMA response to the Commission consultation on the Listings Act |
Market Abuse, Investor protection, Prospectus |
Letter |
DOWNLOAD 99.52 KB |
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ESAFinEdu Highlights |
Joint ESAs financial education conference 2022 - Highlights |
Joint Committee, Investor protection |
Reference |
DOWNLOAD 318.78 KB |
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ESMA35-43-2900 |
Supervisory briefing in relation to firms using tied agents in the MiFID II framework |
Investor protection |
Reference |
DOWNLOAD 198.53 KB |
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ESMA35-43-2183 |
Compliance table - Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 161.56 KB |
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JC 2022 03 |
Joint ESAs thematic repository of national financial education initiatives on digitalisation |
Joint Committee, Investor protection |
Reference |
DOWNLOAD 4.99 MB |
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ESAs Financial Education event |
Joint ESAs high-level conference on financial education |
Joint Committee, Investor protection |
Reference |
DOWNLOAD 258.84 KB |
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ESMA70-156-4978 reply form |
Reply form for the Consultation Paper on the Opinion on Trading Venue perimeter |
Investor protection, Trading, Trading |
Reference |
DOWNLOAD 418.16 KB |
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ESMA70-156-4978 |
Consultation Paper on the Opinion on Trading Venue perimeter |
Investor protection, Trading, Trading |
Consultation Paper |
DOWNLOAD 565.29 KB |
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ESMA35-43-2998 |
Draft Guidelines on certain aspects of the MiFID II suitability requirements |
Investor protection |
Consultation Paper |
DOWNLOAD 527.96 KB |
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ESMA35-30-703 |
Call for expression of interest: CWG of ESMA's IPISC |
Investor protection |
Reference |
DOWNLOAD 188.91 KB |
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ESMA22-106-3800 |
SMSG response to ESMA on its Call for evidence on the EC mandate on certain aspects relating to retail investor protection |
Investor protection, Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 374.84 KB |
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