ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

674 documents
Date Sort ascending Reference Title Sections Type Main document Info
2012/197 bg Насоки относно измерване на риска и изчисляването на глобалния риск за някои видове структурирани ПКИПЦК Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 281.24 KB
2012/197 Guidelines on risk measurement and the calculation of global exposure for certain types of structured UCITS Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 269.27 KB
2012/122 Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 1006.44 KB
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Summary
Translated versions EN , BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
2012/113 Questions and Answers - A Common Definition of European Money Market Funds - updated February 2012 Fund Management Q&A DOWNLOAD 83.79 KB
2011/456 Final report - Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities Trading Guidelines & Recommendations DOWNLOAD 407 KB
Related documents Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities
Summary
Translated versions
2011/139 Final report - Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Agencies Regulation No 1060/2009 Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 653.98 KB
2011/81 Recommendations - ESMA update of the CESR recommendations on the consistent implementation of Commission Regulation (EC) No 809/2004 implementing the Prospectus Directive Guidelines and Technical standards, Prospectus, Issuer disclosure Guidelines & Recommendations DOWNLOAD 593.19 KB
10-521 FAQ regarding the EU regulation on Credit Rating Agencies: Common positions agreed by CESR Members CESR Archive Q&A DOWNLOAD 206.24 KB
10-591 Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee CESR Archive Q&A DOWNLOAD 130.84 KB
10-222 FAQ regarding the EU Regulation Credit Rating Agencies: Common positions agreed by CESR Members CESR Archive Q&A DOWNLOAD 327.78 KB
09-559 Questions and Answers - MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements CESR Archive Q&A DOWNLOAD 405.18 KB
09-219 Guidelines - MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market Guidelines and Technical standards, Market Abuse Guidelines & Recommendations DOWNLOAD 281.09 KB
07-320 Q&A on Best Execution CESR Archive Q&A DOWNLOAD 578.51 KB
04-505b Market Abuse Directive - Level 3 – first set of CESR guidance and information on the common operation of the Directive Guidelines and Technical standards, Market Abuse Guidelines & Recommendations DOWNLOAD 119.41 KB