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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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443 documents
Date Reference Title Sections Type Main document Info
JC 2021 56 Mandate of the Joint Committee of the European Supervisory Authorities’ Consumer Protection and Financial Innovation Sub-Committee Digital Finance and Innovation, Joint Committee, Investor protection Reference DOWNLOAD 91.78 KB
ESMA35-43-2938 Final report - Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 537.74 KB
ESMA35-43-1215 Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body Guidelines and Technical standards, Joint Committee, Investor protection Compliance table DOWNLOAD 302.18 KB
ESMA34-38-278 ESMA ED Natasha Cazenave Keynote Speech_EFAMA Investment Management Forum 2021 Fund Management, Investor protection, Speeches, Sustainable finance Speech DOWNLOAD 159.98 KB
ESMA35-36-2418 Draft Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) under IFD Investor protection Consultation Paper DOWNLOAD 1.35 MB
ESMA35-30-703 application form Application form - IPISC CWG renewal 2021 Investor protection Reference DOWNLOAD 37.46 KB
ESMA35-42-1183 Draft technical standards under the European crowdfunding service providers for business Regulation Investor protection Final Report DOWNLOAD 1.43 MB
ESMA35-43-1430 Compliance table on Guidelines on MiFID II suitability requirements Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 145.3 KB
ESMA35-36-2319 EN Joint EBA and ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Joint Committee, Investor protection Guidelines & Recommendations DOWNLOAD 584.29 KB
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ESMA71-99-1752 Press Release - ESMA addresses investment recommendations made on social media platforms Market Integrity, Investor protection, Press Releases Press Release DOWNLOAD 445.71 KB
ESMA70-154-2780 ESMA’s Statement on Investment Recommendations on Social Media Market Integrity, Investor protection Statement DOWNLOAD 106.19 KB
ESMA32-67-791 Letter to IFRS IC on classification of SPAC shares as equity or liability (IAS 32) Audit, Financial reporting, Investor protection, Prospectus Letter DOWNLOAD 223.92 KB
ESMA35-43-1957 Compliance table - Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 163.99 KB
ESMA35-43-2827 Call for evidence on retail investor protection aspects Investor protection Consultation Paper DOWNLOAD 357.05 KB
ESMA35-43-2836 response form Response form for the Consultation Paper on Review of the MiFID II framework on best execution reports Investor protection Reference DOWNLOAD 771.39 KB
ESMA35-43-2836 Consultation on Review of the MiFID II framework on best execution reports Investor protection Consultation Paper DOWNLOAD 452.96 KB
ESMA34-38 Keynote speech Natasha Cazenave - Salone del Risparmio, 17 September 2021 Fund Management, Investor protection, Speeches Speech DOWNLOAD 176.16 KB
ESACD 2021 Programme for the joint ESA Consumer Day 2021 Digital Finance and Innovation, Joint Committee, Investor protection Reference DOWNLOAD 159.66 KB
CFA IPI 27/07/2021 Call for advice to the European Securities and Markets Authority (ESMA) regarding certain aspects relating to retail investor protection Investor protection Reference DOWNLOAD 178.79 KB
ESMA35-43-2748 Public statement - Results of the 2020 Common Supervisory Action (CSA) on MiFID II suitability requirements Investor protection Statement DOWNLOAD 161.08 KB