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PROC/2022/01 |
Open procurement procedure – MWS – DEADLINE 26/9/2022 – 11:00 |
Procurement |
ONGOING Procedure |
DOWNLOAD 105.08 KB |
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ESMA35-36-2621 |
Final report EBA-ESMA on SREP guidelines under IFD |
Investor protection |
Final Report |
DOWNLOAD 1.43 MB |
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ESMA50-164-2193 |
TRV Article_Key Retail Risk Indicators for the EU single market |
Investor protection, Risk monitoring |
Reference |
DOWNLOAD 428.33 KB |
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ESMA35-43-3020 |
Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 320.25 KB |
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ESMA35-43-3301 |
Report on Sanctions and measures imposed under MiFID II in 2021 |
Investor protection |
Report |
DOWNLOAD 900.31 KB |
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ESMA35-43-3114 |
CP on Review of the Guidelines on MiFID II product governance requirements |
Investor protection |
Consultation Paper |
DOWNLOAD 718.74 KB |
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ESMA35-43-3137 |
ESMA presents the results of the 2021 Common Supervisory Action (CSA) on MiFID II product governance requirements |
Investor protection, Supervisory convergence |
Statement |
DOWNLOAD 119.34 KB |
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ESMA63-53-5306 |
Annual list of contractors - 2021 |
Procurement |
Reference |
DOWNLOAD 204.27 KB |
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ESMA35-43-3088 |
Review of the MiFID II framework on best execution reports by investment firms |
Investor protection |
Final Report |
DOWNLOAD 282.7 KB |
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ESMA35-42-1445 |
Technical Advice on the possibility to extend the transitional period under the crowdfunding regulation |
Investor protection |
Final Report |
DOWNLOAD 235.72 KB |
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ESMA22-106-4032 |
SMSG advice to the ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II suitability requirements |
Investor protection, Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 274.55 KB |
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ESMA70-449-501 |
Opinion ITS insider lists |
Market Integrity, Investor protection, Trading, Trading |
Opinion |
DOWNLOAD 1.76 MB |
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ESMA70-449-497 |
Opinion RTS liquidity contracts for SME Growth Market issuers |
Market Integrity, Investor protection, Trading, Trading |
Opinion |
DOWNLOAD 849.59 KB |
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ESMA71-99-1935 |
ESMA makes recommendations to improve investor protection |
Investor protection, Press Releases |
Press Release |
DOWNLOAD 161.86 KB |
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ESMA35-42-1227 |
Technical Advice on retail investor protection |
Investor protection |
Final Report |
DOWNLOAD 646.19 KB |
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ESMA35-43-3112 |
Letter to the EC on the MiFID II suitability consultation |
Investor protection |
Letter |
DOWNLOAD 177.03 KB |
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PROC/2021/14 |
Open procurement procedure – ADMS – DEADLINE 26/06/2022 – 23:59 |
Procurement |
ONGOING Procedure |
DOWNLOAD 104.91 KB |
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ESMA35-43-3006 |
Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 303.97 KB |
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| Related documents |
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| Summary |
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| Translated versions |
BG
, CS
, DA
, DE
, EL
, ES
, ET
, FI
, FR
, GA
, HR
, HU
, IT
, LT
, LV
, MT
, NL
, PL
, PT
, RO
, SK
, SL
, SV
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ESMA35-36-2537 |
Final Report on Guidelines on certain aspects of the MiFID II remuneration requirements |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 475.42 KB |
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PROC/2021/03 |
Open procurement procedure – Delivery of Professional Technical Skills Development Trainings – DEADLINE 03/05/2022 – 15:00 |
Procurement |
CLOSED Procedure |
DOWNLOAD 127.53 KB |
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