CONSULTATION ON MIFIR REPORT ON SI

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Consultation
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Trading
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Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question to which the comment relates;
  3. contain a clear rationale; and
  4. describe any alternatives ESMA should consider.

ESMA will consider all comments received by 15 April 2020.

All contributions should be submitted online at www.esma.europa.eu under the heading ‘Your input – Open Consultations’.

Publication of responses

All contributions received will be published following the close of the consultation, unless you request otherwise. Please clearly and prominently indicate in your submission any part you do not wish to be publicly disclosed. A standard confidentiality statement in an email message will not be treated as a request for non-disclosure. A confidential response may be requested from us in accordance with ESMA’s rules on access to documents. We may consult you if we receive such a request. Any decision we make not to disclose the response is reviewable by ESMA’s Board of Appeal and the European Ombudsman.

Data protection

Information on data protection can be found at www.esma.europa.eu under the heading ‘Data protection’.

Who should read this paper?

This paper is of interest mainly to systematic internalisers active in non-equity instruments as well as clients of such systematic internalisers, and any associations representing their interest.

Activity Institution Download
Others International Capital Market Association (ICMA)
  • 54859
Banking European Association of Public Banks
  • 54907
Others Electronic Markets Consulting and Capital Ltd
  • 54908
Banking Fédération bancaire française (FBF)
  • 54918
Deutsche Börse Group
  • 54922
Börse München
  • 54931
Banking Czech Banking Association
  • 54966
Regulated markets, exchanges and trading systems Federation of European Securities Exchanges (FESE)
  • 54978
Börse Stuttgart
  • 54990
Investment Services Bundesverband der Wertpapierfirmen (bwf)
  • 55013
Banking European Banking Federation
  • 55023
Banking ING Group N.V.
  • 55030
Investment Services Global Foreign Exchange Division (GFXD) of the Global Financial Markets Association (GFMA)
  • 55032
Banking German Banking Industry Committee
  • 55035
Banking German Banking Industry Committee
  • 55036
Investment Services Finance Denmark
  • 55037
Investment Services Finance Denmark
  • 55038
Investment Services Nordic Securities Association
  • 55040
Investment Services Nordic Securities Association
  • 55041
Investment Services Nordic Securities Association
  • 55042
Investment Services SSDA
  • 55043
Investment Services SSDA
  • 55044
Others AFME
  • 55046
Others AFME
  • 55047
Banking DDV, German Derivatives Association
  • 55048
Banking Spanish Banking Asociation
  • 55052
Asset Management European Fund and Asset Management Association
  • 55053
Others FIA EPTA (European Principal Traders Association)
  • 55055
Investment Services Associazione Intermediari Mercati Finanziari - ASSOSIM
  • 55056
Others ISDA
  • 55060
Asset Management The Investment Association
  • 55061
Others Emely Robert Banda
  • 55077
Investment Services Managed Funds Association
  • 55141
Others ISDA
  • 55147
Banking Austrian Federal Economic Chamber, Division Bank and Insurance
  • 55331
Others ESMA Securities and Markets Stakeholder Group
  • 55414
Others CNMV Advisory Committee
  • 55415