Displaying 1081 - 1085 of 1476
ESMA_QA_1654
Topic
Multilateral and bilateral systems
03/10/2017
Subject Matter
Organized Trading facilities OTFs
Question
Can an OTF offer trading in C(6) REMIT wholesale energy products only?
Level 1 Regulation
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
ESMA_QA_1631
Topic
Tick size regime
03/10/2017
Subject Matter
Tick size regime - In case of simultaneous dual listing
Question
In case of a simultaneous dual listing, shall an NCA be appointed for the purpose of determining the estimated average daily number of shares and establishing the applicable tick size?
Level 1 Regulation
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
ESMA_QA_1584
Topic
Systematic internaliser regime
03/10/2017
Subject Matter
Access to quotes
Question
Are systematic internalisers allowed to limit the number of transactions they undertake to enter into with clients pursuant to any given quote under Article 18(7) of MiFIR to one transaction?
Level 1 Regulation
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
ESMA_QA_1583
Topic
Systematic internaliser regime
03/10/2017
Subject Matter
Commercial policy of access to quotes
Question
What are the limitations to the commercial policy for restricting access to quotes in accordance with Article 18(5) of MiFIR?
Level 1 Regulation
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
ESMA_QA_1582
Topic
Systematic internaliser regime
03/10/2017
Subject Matter
Transactions that should be included in the calculations
Question
For the purpose of the SI determination, when should an investment firm be considered as “executing client orders” when dealing on own account outside of trading venues?
Level 1 Regulation
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets