ESMA_QA_1126
Topic
Product governance
19/11/2021
Subject Matter
Product governance
Question
Are all bonds embedding a make-whole clause exempt from the MiFID II product governance requirements?
Level 1 Regulation
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
ESMA_QA_1249
Topic
Securitisation Disclosure Templates
19/11/2021
Subject Matter
Securitisation Disclosure Requirements and Templates
Question
According to the third subparagraph of Article 7(1) of SECR “The information described in points (a) and (e) of the first subparagraph shall be made available simultaneously each quarter at the latest one month after the due date for the payment of interest or, in the case of ABCP transactions, at the latest one month after the end of the period the report covers”. What is the relevant reference date for a synthetic non-ABCP securitisation on which a credit protection premium is paid rather than interests?
Level 1 Regulation
Securitisation Regulation (EU) 2017/2402
ESMA_QA_1248
Topic
Securitisation Disclosure Templates
19/11/2021
Subject Matter
Securitisation Disclosure Requirements and Templates
Question
Once at least one securitisation repository has been registered by ESMA, must reporting entities re-report already-reported information to that repository or repositories?
Level 1 Regulation
Securitisation Regulation (EU) 2017/2402
ESMA_QA_897
Topic
Climate Benchmarks
19/11/2021
Subject Matter
ESG factors and ESG objectives
Question
What is the difference between taking into account ESG factors and pursuing ESG objectives?
Level 1 Regulation
Benchmarks Regulation (BMR) - Regulation 2016/1011
ESMA_QA_896
Topic
Climate Benchmarks
19/11/2021
Subject Matter
Disclosure requirements in Section 3 of Annex I of the benchmark statement
Question
What should an administrator disclose in items 10 (b) to (e) of the Section 3 of the Annex I of the Delegated Regulation (EU) 2020/1816?
Level 1 Regulation
Benchmarks Regulation (BMR) - Regulation 2016/1011