Displaying 296 - 300 of 1569
ESMA_QA_2048
Topic
Appropriateness
18/12/2023
Subject Matter
Scope of exemption in Article 1(2)
Question
Should the threshold referred to in point (c) of Article 1(2) of the ECSPR apply when a crowdfunding offer is made on several crowdfunding platforms?
Level 1 Regulation
Regulation 2020/1503 - European crowdfunding service providers for business
ESMA_QA_2047
Topic
Appropriateness
18/12/2023
Subject Matter
Scope of exemption in Article 1(2)
Question
What should the starting day of the 12-month period referred to in point (c) of Article 1(2) of
the ECSPR be?
Level 1 Regulation
Regulation 2020/1503 - European crowdfunding service providers for business
ESMA_QA_2046
Topic
DLT market infrastructure
18/12/2023
Subject Matter
Eligibility for operating a DLT SS under the DLT Pilot Regime
Question
Who can be the operator of a DLT SS under the DLT Pilot Regime?
Level 1 Regulation
Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR)
ESMA_QA_2045
Topic
Requirements for DLT market infrastructures
18/12/2023
Subject Matter
Involvement of the authorities in Article 12(1)(b) of CSDR in the authorisation of a DLT SS/ DLT TSS using e-money tokens
Question
Should relevant authorities mentioned in Article 12(1)(b) of Regulation (EU) 909/2014 be involved in the authorisation process of a DLT SS or DLT TSS that aims to settle the cash leg of transactions using e-money tokens under the DLTR?
Level 1 Regulation
Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR)
ESMA_QA_2025
Topic
Information to clients on costs and charges
13/12/2023
Subject Matter
Disclosure of costs and charges paid in or represented in an amount of foreign currency
Question
How should investment firms indicate the parts of the total costs and charges paid in or represented in an amount of foreign currency in their ex-ante and ex-post costs and charges disclosure?
Level 1 Regulation
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries