ESMA_QA_2742
Topic
Public offer
19/12/2025
Subject Matter
Prospectus QA exemption
Question
Do subscription rights fall under the exemptions in Article 1(5)(a) and (ba) of the Prospectus Regulation?
Level 1 Regulation
Prospectus Regulation 2017/1129
ESMA_QA_2741
Topic
Public offer
19/12/2025
Subject Matter
Prospectus Q&A exemption
Question
Is there an obligation to update a document drawn up in accordance with Annex IX of the Prospectus Regulation (PR) in relation to a significant new factor, material mistake or material inaccuracy relating to the information included in a document?
Level 1 Regulation
Prospectus Regulation 2017/1129
ESMA_QA_2740
Topic
Temporary regime for small providers
18/12/2025
Subject Matter
Small ESG rating provider no longer meeting temporary regime size requirements
Question
If an ESG rating provider established in the Union registered under the temporary regime ceases to meet the criteria in order to be categorised as a small undertaking, can it continue operating until it is authorised pursuant to Article 8?
Level 1 Regulation
ESGR - Regulation (EU) 2024/3005
ESMA_QA_2739
Topic
Temporary regime for small providers
18/12/2025
Subject Matter
Content of temporary regime notification
Question
What information should a small ESG rating provider submit to ESMA for its assessment to determine whether to register a small ESG rating provider for the purposes of the temporary regime pursuant to Article 5(2)?
Level 1 Regulation
ESGR - Regulation (EU) 2024/3005
ESMA_QA_2738
Topic
Temporary regime for small providers
18/12/2025
Subject Matter
ESMA assessment of temporary regime notification
Question
Does ESMA’s assessment to determine whether to register a small ESG rating provider for the purposes of the temporary regime pursuant to Article 5(2) of Regulation (EU) 2024/3005 include the assessment of the notifying entity’s compliance with the requirements of Article 15(1), (5) and (7), Articles 23 and 24 and Articles 32 to 37 of the Regulation?
Level 1 Regulation
ESGR - Regulation (EU) 2024/3005