Displaying 1151 - 1155 of 1581
ESMA_QA_1708
Topic
* Transaction reporting
14/11/2017
Subject Matter
Transaction reporting
Question
(a) What are the reporting obligations for a typical primary issuance (IPO)?
(b) How should field 28 (Trading date time) be populated in this scenario?
(c) How should field 59 (Execution within the firm) be populated in this scenario?
(d) What would transaction reporting look like for a typical equity IPO example?
Level 1 Regulation
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP
ESMA_QA_1538
Topic
Position reporting
13/11/2017
Subject Matter
Position reporting
Question
In respect of which contracts does ESMA expect to receive weekly reporting data from trading venues under Article 58(7) of MiFID II in conjunction with ITS 4 and 5?
Level 1 Regulation
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
ESMA_QA_1537
Topic
Position reporting
13/11/2017
Subject Matter
Position reporting
Question
Do positions in C(10) instruments with an underlying which is not a commodity as defined in Article 2(6) of Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 need to be reported?
Level 1 Regulation
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
ESMA_QA_1536
Topic
Position reporting
13/11/2017
Subject Matter
Position reporting
Question
Can position reporting pursuant to Article 58(2) be outsourced to another entity?
Level 1 Regulation
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
ESMA_QA_1535
Topic
Position reporting
13/11/2017
Subject Matter
Position reporting
Question
Do end-of-day zero positions need to be reported?
Level 1 Regulation
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets