Displaying 1136 - 1140 of 1581
ESMA_QA_1637
Topic
Multilateral and bilateral systems
15/11/2017
Subject Matter
Client relationship between two counterparties that trade on a trading venue
Question
Does a client relationship exist between two counterparties that trade on a trading venue?
Level 1 Regulation
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
ESMA_QA_1632
Topic
Tick size regime
15/11/2017
Subject Matter
Mandatory tick size regime for orders and quotes
Question
Does the mandatory tick size regime apply to both orders and quotes?
Level 1 Regulation
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
ESMA_QA_1592
Topic
Data reporting services providers
15/11/2017
Subject Matter
Timeline for approving connections to ARMs to NCAs
Question
What is the timeline for approving connections of ARMs to CAs (both the CA granting the authorisation as well as other CAs to which the ARMs want to connect to for reporting purposes)?
Level 1 Regulation
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
ESMA_QA_1585
Topic
Systematic internaliser regime
15/11/2017
Subject Matter
Price to be published by SIs in bonds and derivatives
Question
Which types of prices will be considered compliant as firm quotes for derivatives and bonds?
Level 1 Regulation
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
ESMA_QA_1568
Topic
Pre-trade transparency waivers
15/11/2017
Subject Matter
SSTI – calculation of indicative pre-trade prices
Question
What arrangements should trading venues put in place to ensure the proper calculation of indicative pre-trade prices in relation to Article 8(4) of MiFIR?
Level 1 Regulation
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets