ESMA_QA_1536
13/11/2017
Subject Matter
Position reporting
    Can position reporting pursuant to Article 58(2) be outsourced to another entity?
    ESMA Answer
    13-11-2017

      [ESMA 70-872942901-36 Commodity derivatives Q&A, Q&A 4.14]

      Yes. Investment firms can delegate the reporting to third parties but shall remain responsible for the reports. The investment firm has to comply with the relevant outsourcing requirements specified in MiFID II.

      Status: Answer Published

      Additional Information

      Level 1 Regulation
      Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
      Topic
      Position reporting