Displaying 1006 - 1010 of 1581
ESMA_QA_1100
Topic
Disclosures
01/03/2019
Subject Matter
Disclosure of the benchmark index in the objectives and investment policies - UCITS KIID
Question
Does Article 7(1)(d) of Commission Regulation (EU) No 583/2010 require a UCITS to provide a clear indication of whether it is actively or passively managed?
Level 1 Regulation
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
ESMA_QA_1001
Topic
Public offer
11/02/2019
Subject Matter
Supplements - Non-relevant information in relation to a published prospectus that does not trigger the obligation to publish a supplement
Question
ESMA considered how to deal with information that arises after the publication of the prospectus which is not significant within the meaning of the Prospectus Regulation but could be useful for investors (i.e. information that is not capable of significantly affecting the assessment of the securities and therefore does not trigger the obligation to publish a supplement but is of interest to investors)?
Level 1 Regulation
Prospectus Regulation 2017/1129
ESMA_QA_1684
Topic
ESMA70-1861941480-56 Questions and Answers on MiFIR reporting
04/02/2019
Subject Matter
Maturity Date, expiry date and termination date
Question
When should an instrument be terminated in FIRDS?
Level 1 Regulation
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP
ESMA_QA_1683
Topic
ESMA70-1861941480-56 Questions and Answers on MiFIR reporting
04/02/2019
Subject Matter
Maturity Date, expiry date and termination date
Question
How should field 15 (maturity date) and field 24 (expiry date) of Table 3 of the Annex to RTS 23 and related MAR RTS and ITS be populated, if these dates are non-trading dates, e.g. a weekend or a bank holiday?
Level 1 Regulation
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP
ESMA_QA_1682
Topic
ESMA70-1861941480-56 Questions and Answers on MiFIR reporting
04/02/2019
Subject Matter
Maturity Date, expiry date and termination date
Question
How should Field 15 (Maturity date) of Table 3 of the Annex to RTS 23 and related MAR RTS and ITS be populated in case of trading in bonds after their originally intended maturity date?
Level 1 Regulation
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP