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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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7185 documents
Date Reference Title Sections Type Main document Info
04-511 CESR's advice on possible implementing measures of the Transparency Directive CESR Archive Final Report DOWNLOAD 711.54 KB
04-578 Press release - CESR publishes its Advice on Possible Implementing Measures of the Transparency Directive CESR Archive Press Release DOWNLOAD 95.42 KB
04-586 Formal Mandate to CESR for Advice on Possible Modifications to the UCITS Directive in the form of Clarification of Defenitions Concerning Eligible Assets for Investment of UCITS CESR Archive Reference DOWNLOAD 164.56 KB
04-579 Press release - CESR launches a Call for Evidence on possible modifications of the UCITS Directive CESR Archive Press Release DOWNLOAD 89.88 KB
04-527b The role of CESR at Level 3 under the Lamfalussy Process CESR Archive Reference DOWNLOAD 233.17 KB
04-588 Press release - CESR publishes a paper entitled 'The Role of CESR at “Level 3” Under the Lamfalussy Process' CESR Archive Press Release DOWNLOAD 149.97 KB
04-349 Summary of responses to the consultation on the Role of CESR at “Level 3” Under the Lamfalussy Process CESR Archive Final Report DOWNLOAD 120.6 KB
04-505 Consultation paper - Facilitating the implementation of the Market Abuse Directive Market Abuse Consultation Paper DOWNLOAD 284.76 KB
04-545 Press release - CESR consults on how best to facilitate the Implmentation of the Market Abuse Directive CESR Archive Press Release DOWNLOAD 81.19 KB
04-587 Press release - CESR works towards greater clarity for investors and market participants and increasing consistency in supervisory practice with the announcement of 4 initiatives CESR Archive Press Release DOWNLOAD 80.54 KB
04-257b Guidance for Implementation of Coordination of Enforcement Activities CESR Archive CESR Document DOWNLOAD 95.53 KB
04-447 Guidance for Implementation of Co-ordination of Enforcement of Financial Information - Feedback statement CESR Archive CESR Document DOWNLOAD 89.45 KB
04-570 Press release - CESR consults on an analytical report “Which supervisory tools for the EU securities markets?” CESR Archive Press Release DOWNLOAD 67.01 KB
04-333f Which supervisory tools for the EU securities markets? Preliminary Progress Report ("Himalaya Report") CESR Archive Final Report DOWNLOAD 297.64 KB
04-561 Standards for securities clearing and settlement systems in the European Union CESR Archive CESR Document DOWNLOAD 531.56 KB
04-572 Summary of answers to consultation on Clearing and Settlement Systems CESR Archive Final Report DOWNLOAD 181.11 KB
04-547 Press release - Approval of the report entitled “Standards for securities clearing and settlement in the European Union” by the European System of Central Banks (ESCB) and the Committee of European Securities Regulators (CESR) CESR Archive Press Release DOWNLOAD 66.52 KB
04-434 CESR guidelines for supervisors regarding the transitional provisions of the amending UCITS Directives (2001/107/EC amd 2001/108/EC) CESR Archive CESR Document DOWNLOAD 168.28 KB
04-541 Press release - CESR launches a consultation on guidelines for supervisors implementing the transitional provisions of the amending UCITS Directives CESR Archive Press Release DOWNLOAD 85.01 KB
04-509 Concept Paper on equivalence of certain third countries GAAP CESR Archive Final Report DOWNLOAD 281.87 KB
04-542 Press release - CESR consults on the concepts it will use to measure equivalence between third countries GAAP and IAS/IFRS CESR Archive Press Release DOWNLOAD 109.75 KB
04-534 Press release - CESR and the US Commodity Futures Trading Commission (CFTC) announce the launch of a Trans-Atlantic Co-operation Initiative and set out a ‘Statement of Intent to Develop an Action Plan on Cross Border Issues’ CESR Archive Press Release DOWNLOAD 86.07 KB
04-562 CESR presents for consultation its draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID). CESR Archive Consultation Paper DOWNLOAD 430.09 KB
04-551 Press release - EU Regulators respond to rapid integration in Europe’s financial markets heralded by the measures introduced by the Financial Services Action Plan with progress on 4 key initiatives CESR Archive Press Release DOWNLOAD 76.8 KB
04-382 Interim report on the activities of CESR to the European Commission CESR Archive Annual Report DOWNLOAD 167.29 KB
04-456 On-shore Europe, The regulation of Financial Markets by Arthur Docters van Leeuwen, Chairman of CESR CESR Archive Speech DOWNLOAD 92.24 KB
04-483 Management of Conflicts of Interest - Is there a ‘European Way’? Keynote Address by Arthur Docters van Leeuwen, Chairman of the CESR CESR Archive Speech DOWNLOAD 95.56 KB
04-243b CESR initial contribution to the post-FSAP phase CESR Archive Final Report DOWNLOAD 67.63 KB
04-394 Call for evidence on Credit Rating Agencies CESR Archive Consultation Paper DOWNLOAD 181.04 KB
04-385 Press release - CESR announces a call for evidence on Credit Rating Agencies CESR Archive Press Release DOWNLOAD 111.09 KB
04-380 Press release - CESR announces the untimely death of Mr Jacob Kaptein CESR Archive Press Release DOWNLOAD 45.51 KB
04-352 Sixth meeting of the CESR Market Participants Consultative Panel CESR Archive Final Report DOWNLOAD 241.14 KB
04-323 Call for Evidence on the second set of mandates from the European Commission on the legislative measures to implement the Markets in Financial Instruments Directive CESR Archive Consultation Paper DOWNLOAD 184.53 KB
04-305 Call for evidence regarding the European Commission’s mandates on equivalence between certain third countries’ application of GAAP and IAS/IFRS CESR Archive Consultation Paper DOWNLOAD 139.41 KB
04-326 Press release - CESR begins work on implementing measures to establish equivalence between certain third countries’ application of GAAP and IAS/IFRS and launches a call for evidence CESR Archive Press Release DOWNLOAD 72.23 KB
04-328 Press release - CESR announces a call for evidence regarding the European Commission’s mandates on the Transparency Directive CESR Archive Press Release DOWNLOAD 76.45 KB
04-317 Press release - CESR launches a Call for Evidence on the second set of mandates from the European Commission on the legislative measures to implement the Markets in Financial Instruments Directive CESR Archive Press Release DOWNLOAD 114.28 KB
04-284 Call for evidence regarding the European Commission’s mandates on the Transparency Directive CESR Archive Consultation Paper DOWNLOAD 175.27 KB
04-257 Guidelines for Implementation of Co-ordination of Enforcment of Financial Information CESR Archive CESR Document DOWNLOAD 96.76 KB
04-325 Press release - Co-ordinating enforcement of Financial Information - Guidance for implementation of co-ordination mechanisms CESR Archive Press Release DOWNLOAD 67.24 KB
04-225b CESR’s recommendations for the consistent implementation of the European Commission’s Regulation on Prospectuses nº 809/2004 CESR Archive CESR Document DOWNLOAD 712.97 KB
04-310 Press release - CESR consults on recommendations for the consistent implementation of the EU regulation on Prospectus CESR Archive Press Release DOWNLOAD 84.33 KB
04-330 European Financial Integration: Progress and prospects - Contribution to High Level Panel by Arthur Docters van Leeuwen, Chairman of CESR CESR Archive Speech DOWNLOAD 61.3 KB
04-318 European Financial Integration: Progress and prospects - Comments to European Commission Conference by Fabrice Demarigny, Secretary General of CESR CESR Archive Speech DOWNLOAD 61.61 KB
04-289 European Financial Integration: Progress and prospects - Comments to break-out session for asset management by Carlo Comporti, Deputy to the Secretary General, CESR. CESR Archive Speech DOWNLOAD 63.26 KB
04-300 Press release - CESR begins its first Consultation on its Draft Advice to the European Commission on the new Investment Services Directive CESR Archive Press Release DOWNLOAD 101.48 KB
04-261b CESR’s Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments CESR Archive Consultation Paper DOWNLOAD 1.13 MB
04-267b Press release - CESR starts work on its agenda for Investment Management CESR Archive Press Release DOWNLOAD 88.03 KB
04-160 Mandate for the Expert Group on Investment Management CESR Archive Reference DOWNLOAD 81.39 KB
04-285 Press release - SEC-CESR sets out the shape of future collaboration CESR Archive Press Release DOWNLOAD 79.87 KB
04-241 final Terms of reference for the cooperation and collaboration regarding market risks and regulatory projects between the US SEC and CESR CESR Archive Reference DOWNLOAD 48.19 KB
04-286 Press release - CEBS, CEIOPS and CESR welcome the political agreement on the Directive establishing a new structure for EU committees on financial services CESR Archive Press Release DOWNLOAD 36.89 KB
04-278 Press release - CESR and SEC announce enchanced cooperation and collaboration CESR Archive Press Release DOWNLOAD 49.85 KB
04-226 CESR/ESCB Draft Standards for Securities Clearing and Settlement Systems in the European Union CESR Archive Consultation Paper DOWNLOAD 352.81 KB
04-203 Press release - CESR welcomes new members from the ten EU Accession Countries CESR Archive Press Release DOWNLOAD 89.37 KB
04-207 Summary of the responsibilities of the new authorities joining CESR. Annex to Press Release ref:CESR/04-203 CESR Archive Press Release DOWNLOAD 120.94 KB
03-317c Standard No. 2 on Financial Information - Co-ordination of enforcement activities CESR Archive CESR Document DOWNLOAD 90.15 KB
04-045b Standard No. 2 on Financial Information - Co-ordination of enforcement activities - Feedback Statement CESR Archive CESR Document DOWNLOAD 96.23 KB
04-157 Press release - Standard No. 2 on Financial Information - Co-ordination of enforcement activities CESR Archive Press Release DOWNLOAD 81.45 KB
04-104b The role of CESR at Level 3 of the Lamfalussy process (63 pages - annex 4 pages 14-63) CESR Archive Consultation Paper DOWNLOAD 631.69 KB
04-168 Press release - CESR proposes how to ensure consistent application of EU legislation (Level 3 under the Lamfalussy process) CESR Archive Press Release DOWNLOAD 123.9 KB
04-165 Press release - CESR announces the re-appointment of CESR’s Secretary General for a further 3 year term and the nomination of Chairmen to lead CESR’s work on Investment Management and the Transparency Directive. CESR Archive Press Release DOWNLOAD 97.38 KB
04-102 Fifth meeting of the CESR Market Participants Consultative Panel CESR Archive Final Report DOWNLOAD 223.48 KB
03-497b List of Alternative Trading Systems Currently operating in Member States (updated on 7 April 2004) CESR Archive Reference DOWNLOAD 129.53 KB
03-432b Synthesis Table” regarding CESR Standards for Alternative Trading Systems CESR Archive Reference DOWNLOAD 153.77 KB
03-427b Synthesis Table” regarding CESR Standards for Investor Protection (49 pages) CESR Archive Reference DOWNLOAD 1.33 MB
03-415b Correspondence Table on CESR Standards for Alternative Trading Systems – All Responses(35 pages) CESR Archive Final Report DOWNLOAD 341.08 KB
03-135-Austria Correspondence Table on CESR Standards for Alternative Trading Systems - Austria CESR Archive Final Report DOWNLOAD 91.41 KB
03-135-Belgium Correspondence Table on CESR Standards for Alternative Trading Systems - Belgium CESR Archive Final Report DOWNLOAD 106.61 KB
03-135-Cyprus Correspondence Table on CESR Standards for Alternative Trading Systems - Cyprus CESR Archive Final Report DOWNLOAD 98.15 KB
03-135-Czech Republic Correspondence Table on CESR Standards for Alternative Trading Systems - Czech Republic CESR Archive Final Report DOWNLOAD 137.03 KB
03-135-Denmark Correspondence Table on CESR Standards for Alternative Trading Systems - Denmark CESR Archive Final Report DOWNLOAD 95.75 KB
03-135-Estonia Correspondence Table on CESR Standards for Alternative Trading Systems - Estonia CESR Archive Final Report DOWNLOAD 94.65 KB
03-135-Finland Correspondence Table on CESR Standards for Alternative Trading Systems - Finland CESR Archive Final Report DOWNLOAD 117.78 KB
03-135-France Correspondence Table on CESR Standards for Alternative Trading Systems - France CESR Archive Final Report DOWNLOAD 95.98 KB
03-135-Germany Correspondence Table on CESR Standards for Alternative Trading Systems - Germany CESR Archive Final Report DOWNLOAD 91.38 KB
03-135-Greece Correspondence Table on CESR Standards for Alternative Trading Systems - Greece CESR Archive Final Report DOWNLOAD 90.29 KB
03-135-Hungary Correspondence Table on CESR Standards for Alternative Trading Systems - Hungary CESR Archive Final Report DOWNLOAD 92.49 KB
03-135-Iceland Correspondence Table on CESR Standards for Alternative Trading Systems - Iceland CESR Archive Final Report DOWNLOAD 101.05 KB
03-135-Ireland Correspondence Table on CESR Standards for Alternative Trading Systems - Ireland CESR Archive Final Report DOWNLOAD 94.92 KB
03-135-Italy Correspondence Table on CESR Standards for Alternative Trading Systems - Italy CESR Archive Final Report DOWNLOAD 104.75 KB
03-135-Latvia Correspondence Table on CESR Standards for Alternative Trading Systems - Latvia CESR Archive Final Report DOWNLOAD 92.49 KB
03-135-Lithuania Correspondence Table on CESR Standards for Alternative Trading Systems - Lithuania CESR Archive Final Report DOWNLOAD 89.62 KB
03-135-Luxembourg Correspondence Table on CESR Standards for Alternative Trading Systems - Luxembourg CESR Archive Final Report DOWNLOAD 89.63 KB
03-135-Malta Correspondence Table on CESR Standards for Alternative Trading Systems - Malta CESR Archive Final Report DOWNLOAD 123.25 KB
03-135-Norway Correspondence Table on CESR Standards for Alternative Trading Systems - Norway CESR Archive Final Report DOWNLOAD 99.54 KB
03-135-Poland Correspondence Table on CESR Standards for Alternative Trading Systems - Poland CESR Archive Final Report DOWNLOAD 119.4 KB
03-135-Portugal Correspondence Table on CESR Standards for Alternative Trading Systems - Portugal CESR Archive Final Report DOWNLOAD 96.06 KB
03-135-Slovak Republic Correspondence Table on CESR Standards for Alternative Trading Systems - Slovak Republic CESR Archive Final Report DOWNLOAD 91.36 KB
03-135-Slovenia Correspondence Table on CESR Standards for Alternative Trading Systems - Slovenia CESR Archive Final Report DOWNLOAD 93.22 KB
03-135-Spain Correspondence Table on CESR Standards for Alternative Trading Systems - Spain CESR Archive Final Report DOWNLOAD 96.66 KB
03-135-Sweden Correspondence Table on CESR Standards for Alternative Trading Systems - Sweden CESR Archive Final Report DOWNLOAD 105.2 KB
03-135-The Netherlands Correspondence Table on CESR Standards for Alternative Trading Systems - The Netherlands CESR Archive Final Report DOWNLOAD 122.76 KB
03-135-UK Correspondence Table on CESR Standards for Alternative Trading Systems - UK CESR Archive Final Report DOWNLOAD 123.04 KB
04-075 List of Legislative Measures quoted in the Correspondence Tables CESR Archive Reference DOWNLOAD 298.12 KB
03-416b Correspondence Table on CESR Standards for Investor Protection – Part I (Standards 1 – 24 Retail Regime) – All Responses (99 pages) CESR Archive Final Report DOWNLOAD 770.56 KB
03-417b Correspondence Table on CESR Standards for Investor Protection – Part II (Standards 25 – 61 Retail Regime) – All Responses (123 pages) CESR Archive Final Report DOWNLOAD 928.25 KB
03-418b Correspondence Table on CESR Standards for Investor Protection – Part III (Standards 62 – 90 Retail Regime) – All Responses (93 pages) CESR Archive Final Report DOWNLOAD 724.2 KB
03-419b Correspondence Table on CESR Standards for Investor Protection – Part IV (Standards 91 – 115 Retail Regime) – All Responses (77 pages) CESR Archive Final Report DOWNLOAD 598.58 KB
03-420b Correspondence Table on CESR Standards for Investor Protection – Part V (Standards 116 - 140 Retail Regime) – All Responses (72 pages) CESR Archive Final Report DOWNLOAD 567.83 KB