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7186 documents
Date Reference Title Sections Type Main document Info
2016/1422 Reply form to consultation on non-equity tape Trading Reference DOWNLOAD 754.13 KB
2016/1422 CP on RTS specifying the scope of the consolidated tape for non-equity financial instruments Trading Consultation Paper DOWNLOAD 343.95 KB
Related documents ESMA consults on consolidated tape for non-equity products Reply form to consultation on non-equity tape
Summary
Translated versions
2016/BS/201rev Summary of Conclusions - Board of Supervisors Meeting 12 July 2016 Board of Supervisors Summary of Conclusions DOWNLOAD 230.3 KB
MB/2016/56rev1 Summary of Conclusions Management Board Meeting 24/05/2016 Management Board Summary of Conclusions DOWNLOAD 230.75 KB
2016/1421 MiFID II: Status Quo und weitere Entwicklung Trading, Speeches Speech DOWNLOAD 209.64 KB
2016/1420 Financial Technology: The Regulatory Tipping Points Digital Finance and Innovation, Risk monitoring Speech DOWNLOAD 273.28 KB
2016/1414 Methodological Framework - Model Written Arrangements for Benchmark Colleges Benchmarks Reference DOWNLOAD 272.57 KB
2016/1412 Final Report on MAR Guidelines on commodity derivatives Guidelines and Technical standards, Market Abuse, Market Integrity Final Report DOWNLOAD 566.52 KB
2016/1409 SFTR Tables Post Trading, Securities Financing Transactions Reference DOWNLOAD 45.84 KB
2016/1411 ESMA consults on future reporting rules for securities financing transactions Post Trading, Press Releases, Securities Financing Transactions Press Release DOWNLOAD 148.11 KB
Related documents Draft RTS and ITS under SFTR and amendments to related EMIR RTS
Summary
Translated versions
2016/1409 Reply Form to CP on Draft RTS and ITS under SFTR and amendments to related EMIR RTS Reference DOWNLOAD 763.21 KB
2016/1409 Draft RTS and ITS under SFTR and amendments to related EMIR RTS Post Trading, Securities Financing Transactions Consultation Paper DOWNLOAD 5.63 MB
2016/1408 ESMA appoints new chairs to Standing Committees Board of Supervisors, Fund Management, Market Integrity, Investor protection Statement DOWNLOAD 141.3 KB
2016/1407 ESMA consults on future rules for financial benchmarks Benchmarks, Press Releases Press Release DOWNLOAD 147.04 KB
2016/1406 Draft technical standards under the Benchmarks Regulation Benchmarks Consultation Paper DOWNLOAD 1.67 MB
2016/1406 reply form Reply form to the Consultation paper on Benchmarks Benchmarks Reference DOWNLOAD 757.37 KB
2016/1392 Annex to ECON Hearing Statement by Steven Maijoor, ESMA Chair Speeches Reference DOWNLOAD 438.02 KB
2016/1391 ECON Hearing Statement by Steven Maijoor, ESMA Chair Speeches Speech DOWNLOAD 157.3 KB
Related documents Annex to ECON Hearing Statement by Steven Maijoor, ESMA Chair
Summary
Translated versions
PROC/2016/22 Open tender for catering services - Deadline: 25/10/2016 Procurement CLOSED Procedure DOWNLOAD 109.02 KB
2016/1389 RF Reply Form for the DP on the trading obligation for derivatives under MiFIR Trading Reference DOWNLOAD 771.18 KB
2016/1389 Discussion Paper on the trading obligation for derivatives under MiFIR Trading Consultation Paper DOWNLOAD 1.3 MB
2016/1140 Final advice on AIFMD passport Fund Management Technical Advice DOWNLOAD 621.95 KB
2016/1283 ESMA sees risk outlook deteriorate for EU securities markets Press Releases, Risk monitoring Press Release DOWNLOAD 146.14 KB
Related documents Risk Dashboard No.3, 2016 Report on Trends, Risks and Vulnerabilities No.2, 2016
Summary
Translated versions
2016/1236 Risk Dashboard No.3, 2016 Risk monitoring Reference DOWNLOAD 866.72 KB
2016/1234 Report on Trends, Risks and Vulnerabilities No.2, 2016 Risk monitoring Final Report DOWNLOAD 3.07 MB
2016/1233 Opinion on the exemption for Danish pension scheme Post Trading Opinion DOWNLOAD 205.32 KB
2016/300 Warning - Unauthorised use of ESMA’s identity and logo About ESMA Investor Warning DOWNLOAD 206.91 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
2016/1170 Report on EEA prospectus activity in 2015 Issuer disclosure, Prospectus Report DOWNLOAD 674.63 KB
2016/1208 19th Extract from the EECS’s Database of Enforcement Financial reporting Report DOWNLOAD 488.18 KB
2016/1164 Letter to the Commissioner Dombrovskis on MAR ITS Market Abuse, Market Integrity Letter DOWNLOAD 205.33 KB
2016/1171 Final Report Draft Implementing Technical Standards on sanctions and measures under MAR Market Abuse, Market Integrity Final Report DOWNLOAD 929.78 KB
2016/1167 Press release - ESMA issues warning on sale of speculative products to retail investors Investor protection Press Release DOWNLOAD 147.01 KB
2016/1166 Warning about CFDs, binary options and other speculative products Investor protection, Warnings and publications for investors Investor Warning DOWNLOAD 149.13 KB
2016/1161 Comment letter to the IFRS Interpretations Committee’s tentative agenda decision on IAS 32 Issuer disclosure, Audit Letter DOWNLOAD 87.16 KB
2016/1131 BoS Decision on Fitch Ratings Limited 21 July 2016 Credit Rating Agencies, Press Releases Decision DOWNLOAD 108.21 KB
2016/1157 Press release - ESMA fines Fitch Ratings Limited €1.38 million Credit Rating Agencies, Press Releases Press Release DOWNLOAD 282.37 KB
2016/1159 Public notice - Infrigement by Fitch Credit Rating Agencies, Press Releases Statement DOWNLOAD 324.96 KB
2016/1148 Public Statement Issues for consideration in implementing IFRS 15 Audit, Financial reporting Statement DOWNLOAD 373.45 KB
2016-BS-151rev1 Summary of Conclusions BoS meeting 25 May 2016 Board of Supervisors Summary of Conclusions DOWNLOAD 303.49 KB
2016/1138 ESMA advises on extension of funds passport to 12 non-EU countries Fund Management Press Release DOWNLOAD 148.97 KB
2016/1139 Call for expressions of interest for Commodity Derivatives Task Force (CDTF) Trading Reference DOWNLOAD 288.13 KB
2016/1139 APPLICATION FORM Application form for CDTF CWG Trading Reference DOWNLOAD 35.9 KB
2016/1092 ESMA Staff Stakeholder contacts in the Second Quarter 2016 About ESMA Reference DOWNLOAD 247.63 KB
2016/1137 reply form Reply form to the Consultation paper on Asset Segregation Fund Management Reference DOWNLOAD 879.64 KB
2016/1137 Call for evidence on Asset segregation and custody services Fund Management Consultation Paper DOWNLOAD 683.88 KB
2016/1130 Final Report on the Market Abuse Regulation Guidelines Market Abuse, Market Integrity Report DOWNLOAD 852.59 KB
2016/1122 Feedback Statement on the Discussion Paper on the validation and review of CRAs’ methodologies Credit Rating Agencies Statement DOWNLOAD 477.03 KB
2016/1121 REPLY FORM Reply form for the Consultation Paper on the Guidelines on the validation and review of CRAs’ methodologies Credit Rating Agencies Reference DOWNLOAD 770.06 KB
2016/1121 Consultation Paper on the Guidelines on the validation and review of Credit Rating Agencies’ methodologies Credit Rating Agencies Consultation Paper DOWNLOAD 536.1 KB
2016/1096 Risk Dashboard up-date 13 July 2016 Risk monitoring Reference DOWNLOAD 384.05 KB
2016/1126 ESMA consults on proposed central clearing delay for small financial counterparties Post Trading, Press Releases Press Release DOWNLOAD 132.06 KB
2016/1125 Consultation Paper on the clearing obligation for financial counterparties with a limited volume of activity Post Trading Consultation Paper DOWNLOAD 738.84 KB
PROC/2016/25 Notice for Tender procedure for Architect - Deadline: 15/07/2016 Procurement CLOSED Procedure DOWNLOAD 228.82 KB
2016/574 EN Guidelines on cross-selling practices Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 292.49 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , EN , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
2016/1073 Opinion on the exemption for Swedish pension scheme Post Trading Opinion DOWNLOAD 203.12 KB
2016/1078 Opinion on CONSOB emergency measure under the Short Selling Regulation Market Integrity, Short Selling Opinion DOWNLOAD 158.94 KB
2016/1068 Call for expressions of interest for CWG for Secondary Markets Standing Committee (SMSC) Trading Reference DOWNLOAD 260.94 KB
2016/1068 APPLICATION FORM Application form for SMSC CWG Trading Reference DOWNLOAD 35.75 KB
2016/1066 ESMA appoints new Securities and Markets Stakeholder Group Press Releases, Securities and Markets Stakeholder Group Press Release DOWNLOAD 156.76 KB
2016/1064 RTS 22 Annex II National client identifiers for natural persons to be used in transaction reports Trading Reference DOWNLOAD 224.16 KB
2016/SMSG/009 SMSG End of Term Report 2016 Securities and Markets Stakeholder Group Report DOWNLOAD 1.55 MB
2016/SMSG/016 Summary of Conclusions SMSG meeting 26-27 May 2016 Securities and Markets Stakeholder Group Summary of Conclusions DOWNLOAD 210.12 KB
2016/SMSG/015 Summary of Conclusions Joint BoS SMSG meeting 26 May 2016 Securities and Markets Stakeholder Group Summary of Conclusions DOWNLOAD 231.88 KB
2016/1062 Announcement Alternative Performance Measures Guidelines in force Issuer disclosure Statement DOWNLOAD 119.56 KB
2016/998 Opinion on the exemption for Danish pension scheme Post Trading Opinion DOWNLOAD 227.83 KB
MOU FSB ESMA MoU on the supervision of CRAs - ESMA and FSB South Africa Credit Rating Agencies, International cooperation Reference DOWNLOAD 504.28 KB
2016/1047 Press Release Prospectus Peer Review Prospectus, Supervisory convergence Press Release DOWNLOAD 188.52 KB
2016/1055 Peer Review Report on Prospectus Approval Process Prospectus, Supervisory convergence Final Report DOWNLOAD 1.23 MB
2016/1046 Annual list of contractors - 2015 Procurement Reference DOWNLOAD 102.47 KB
2016/1002 Speech Banque de France conference on CCPs – Steven Maijoor, Paris, 24 June 2016 Post Trading Speech DOWNLOAD 271.88 KB
2016/727 APPLICATION FORM Application form for CEMA GEA Risk monitoring Reference DOWNLOAD 26.09 KB
2016/989 Speech ISLA's 25th Anniversary Conference - Steven Maijoor, 22 June 2016, Vienna Securities Financing Transactions, Speeches Speech DOWNLOAD 242.25 KB
2016/727 Call for expressions of interest for CEMA Group of Economic Advisers (GEA) Risk monitoring Reference DOWNLOAD 242.04 KB
2016/940 Statement by Steven Maijoor at ECON MiFID II/MiFIR Scrutiny Session, 21 June 2016 Speeches, Trading Statement DOWNLOAD 235.65 KB
2016/BS/117rev1 Summary of Conclusions Board of Supervisors Conference call 28/04/2016 Board of Supervisors Summary of Conclusions DOWNLOAD 208.82 KB
2016/982 Opinion on inside information disclosure under the Market Abuse Regulation Market Abuse Opinion DOWNLOAD 278.89 KB
2016/960 ESMA Annual Report 2015 About ESMA, About ESMA Annual Report DOWNLOAD 2.76 MB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , NL , PL , PT , RO , SK , SL , SV
2016/SMSG/014 SMSG Position Paper on Supervisory Convergence Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 174.38 KB
2016/943 Statement by Verena Ross at ECON Public Hearing on Securitisation Board of Supervisors, Speeches Statement DOWNLOAD 242.38 KB
2016/945 Speech for the DSGV Kapitalmarktsymposium - Verena Ross, 10 June 2016, Berlin Trading Speech DOWNLOAD 275.69 KB
2016/935 Final Report on Draft RTS under the ELTIF Regulation Fund Management Final Report DOWNLOAD 687.45 KB
MoU for USA MoU for TC-CCPs for USA Post Trading Reference DOWNLOAD 724.11 KB
2016/743 Multi-venue trading increases liquidity in EU equity markets despite duplicate orders Press Releases, Risk monitoring Report DOWNLOAD 247 KB
2016/907 Economic Report on order duplication and liquidity measurement in EU equity markets Risk monitoring Report DOWNLOAD 1.44 MB
2016/723 RF Reply form for the Consultation Paper on ESMA technical advice on Benchmarks Regulation Market Integrity, Benchmarks Reference DOWNLOAD 784.51 KB
2016/743 ESMA assesses usefulness of distributed ledger technologies Digital Finance and Innovation, Press Releases, Risk monitoring Press Release DOWNLOAD 152.48 KB
2016/773 RF Reply form for the Discussion Paper on the Distributed Ledger Technology Applied to Securities Markets Digital Finance and Innovation, Risk monitoring Reference DOWNLOAD 755.79 KB
2016/773 Discussion Paper on the Distributed Ledger Technology Applied to Securities Markets Digital Finance and Innovation, Risk monitoring Consultation Paper DOWNLOAD 573.86 KB
2016/902 MiFID practices for firms selling financial instruments subject to the BRRD resolution regime Investor protection Statement DOWNLOAD 259.47 KB
2016/903 ESMA reminds firms of responsibilities when selling bail-in securities Investor protection Press Release DOWNLOAD 145.75 KB
MoU for Australia Previous MoU for Australia Post Trading Reference DOWNLOAD 652.13 KB
2016/BS/110rev1 Summary of conclusions BoS meeting 23/03/2016 Board of Supervisors Summary of Conclusions DOWNLOAD 258.81 KB
2016/732 Guidelines on participant default rules and procedures under CSDR Guidelines and Technical standards, Post Trading Consultation Paper DOWNLOAD 471.35 KB
2016/742 ESMA issues opinion on MiFID II standards on ancillary activities Press Releases, Trading Press Release DOWNLOAD 166.35 KB
2016/730 ANNEX Annex - Opinion on draft RTS 20 on ancillary activity Trading Opinion DOWNLOAD 220.42 KB
2016/730 Opinion on draft RTS 20 on ancillary activity Trading Opinion DOWNLOAD 148.29 KB
2016/723 Consultation Paper on ESMA technical advice on Benchmarks Regulation Market Integrity, Benchmarks Consultation Paper DOWNLOAD 905.26 KB
2016/739 Speech Financial News 20th Anniversary Awards for Excellence - Steven Maijoor, 26 May 2016, London Investor protection, Speeches Speech DOWNLOAD 168.88 KB
2016/725 Draft RTS on indirect clearing arrangements under EMIR and MiFIR Guidelines and Technical standards, Post Trading, Trading Final Report DOWNLOAD 740.71 KB
2016/735 Speech for the AIMA Global Policy and Regulatory Forum – Verena Ross, 18 May 2016, London Fund Management, Speeches Speech DOWNLOAD 180.75 KB