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|03/01/2019||ESMA22-16-1603||SMSG End of Term Report 2018||Securities and Markets Stakeholder Group||Report||PDF
|04/12/2017||ESMA22-106-535||SMSG Report on Access to public capital markets for SMEs||Securities and Markets Stakeholder Group||Report||PDF
|17/07/2020||ESMA22-106-2738||Own Initiative SMSG Report II on Covid-19 related Issues||Securities and Markets Stakeholder Group||Report||PDF
|01/04/2019||ESMA22-106-1731||SMSG Credit Ratings Disclosures advice||Securities and Markets Stakeholder Group||Report||PDF
|01/04/2019||esma22-106-1710||smsg_advice_on_stor_peer_review||Securities and Markets Stakeholder Group||Report||PDF
|25/03/2019||ESMA22-106-1684||SMSG advice on draft RTS amending the PRIIPs Delegated Regulation||Securities and Markets Stakeholder Group||Report||PDF
|26/03/2019||ESMA22-106-1683||SMSG advice on integrating sustainability risks and factors in MIFID, the UCITS Directive and AIFMD||Securities and Markets Stakeholder Group||Report||PDF
|17/07/2020||ESMA22-105-2740||SMSG- End of Term Report 2020||Securities and Markets Stakeholder Group||Report||PDF
|29/09/2017||70-145-105||Draft Guidelines on non-significant benchmarks||Benchmarks, Guidelines and Technical standards||Consultation Paper||PDF
|01/07/2016||2016/SMSG/009||SMSG End of Term Report 2016||Securities and Markets Stakeholder Group||Report||PDF
|31/05/2016||2016/732||Guidelines on participant default rules and procedures under CSDR||Guidelines and Technical standards, Post Trading||Consultation Paper||PDF
The European Securities and Markets Authority (ESMA) under Article 41(4) of Regulation (EU) No 909/2014 of the European Parliament and of the Council on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation No 236/2012 (CSDR) may issue guidelines in accordance with Article 16 of Regulation (EU) No 1095/2010 in order to ensure consistent application of Article 41 of CSDR relating to participant default rules and procedures.
Section 2 contains information on the background and mandate, Section 3 contains an analysis of the scope and content of the proposed guidelines, while Section 4 contains the proposed guidelines.
Annex I sets out a summary of the questions contained in this paper and Annex II includes a high level cost-benefit analysis for the guidelines.
ESMA will consider the feedback it will receive to this consultation with a view to finalising the guidelines by Q4 2016.
|28/10/2016||2016/1529||Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders||Guidelines and Technical standards, MiFID - Investor Protection||Consultation Paper||PDF