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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

6505 documents
Date Sort descending Reference Title Sections Type Main document Info
2012/44 ESMA’s guidelines on ETFs and other UCITS issues Fund Management Consultation Paper DOWNLOAD 420.17 KB
2012/43 ESMA outlines future regulatory framework for ETFs and other UCITS issues Fund Management, Press Releases Press Release DOWNLOAD 146.49 KB
2012/64 ESMA makes available data on credit ratings’ past performances - central repository launched Credit Rating Agencies Press Release DOWNLOAD 196.21 KB
2012/SMSG/6 Letter regarding deadlines for the submission of ESMA’s technical standards Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 82.35 KB
2012/73 What problems do consumers face when seeking financial advice? - speech by Steven Maijoor Speeches Speech DOWNLOAD 43.02 KB
2012/76 Keynote speech of Steven Maijoor, Chair of ESMA, at the AFME Market and Liquidity Conference Speeches Speech DOWNLOAD 42.85 KB
2012/77 Strengthening Investor Protection - Opening Statement by Verena Ross at ECON hearing Speeches Speech DOWNLOAD 170.5 KB
2011/MB/114 Summary of conclusions - Management Board meeting of 7 November 2011 Management Board Reference DOWNLOAD 68.91 KB
2011/BS/233 Summary of conclusions - Board of Supervisors meeting of 8 November 2011 Board of Supervisors Reference DOWNLOAD 121.56 KB
2011/BS/234 Summary of conclusions - Board of Supervisors conference call on 23 November 2011 Board of Supervisors Reference DOWNLOAD 22.39 KB
2012/98 ESMA's draft technical advice on possible Delegated Acts concerning the regulation on short selling and certain aspects of credit default swaps ((EC) No XX/2012) Short Selling Consultation Paper DOWNLOAD 429.17 KB
2012/100 Regulators re-elect Jean Guill, Kurt Pribil and Fernando Restoy to ESMA’s Management Board Management Board, Press Releases Press Release DOWNLOAD 111.25 KB
2012/95 Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories Post Trading Consultation Paper DOWNLOAD 776.04 KB
2012/113 Questions and Answers - A Common Definition of European Money Market Funds - updated February 2012 Fund Management Q&A DOWNLOAD 83.79 KB
2012/117 Discussion paper on Key concepts of the Alternative Investment Fund Managers Directive and types of AIFM Fund Management Consultation Paper DOWNLOAD 359.52 KB
2012/122 Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 1006.44 KB
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2012/128 ESMA readies guidelines on automated trading – application deadline starts Press Releases, Trading Press Release DOWNLOAD 167.16 KB
Related documents Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities Final report - Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities
Summary
Translated versions
2012/SMSG/11 Advice on Guidelines on certain aspects of the MiFID suitability requirements Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 138.1 KB
2012/SMSG/12 Advice on Guidelines on certain aspects of the MiFID compliance function requirements Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 83.35 KB
2011/MB/85 Management board meeting on 3 August 2011 Management Board Reference DOWNLOAD 159.83 KB