ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 02/12/2022 | ESMA22-106-4322 | SMSG Advice on Depositary Receipts and Geopolitical Risks | MiFID - Investor Protection, Securities and Markets Stakeholder Group | SMSG Advice | PDF 152.76 KB |
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| 01/12/2022 | ESMA24-436-1489 | Chair Opening Statement ECON, 1 December 2022- Energy derivative markets | CCP Directorate, Market Abuse, Market Integrity, MiFID - Investor Protection, Speeches, Trading | Speech | PDF 156.14 KB |
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| 30/11/2022 | ESMA35-42-1305 | ESCPR- Miscellaneous reporting to ESMA | Crowdfunding, MiFID - Investor Protection | Reference | PDF 381.28 KB |
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| 21/11/2022 | ESMA70-156-6093 | Annual Report 2022 Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 1.17 MB |
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| 18/11/2022 | ESMA70-156-173 | MiFID II list of supplementary deferral regimes | MiFID - Secondary Markets | Reference | XLSX 71.08 KB |
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| 17/11/2022 | ESMA35-36-2640 | Consultation paper on review of the technical standards under Article 34 of MiFID II | MiFID - Investor Protection | Consultation Paper | PDF 717.76 KB |
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| 28/10/2022 | ESMA42-112-389 | List of extra-judicial mechanisms for consumers complaints (Art. 75 MiFID II) | MiFID - Investor Protection | Reference | PDF 265.62 KB |
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| 26/10/2022 | ESMA35-43-3109 | ESMA Opinion on the product intervention measure relating to futures with additional payment obligations proposed by the Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin) | MiFID - Investor Protection | Opinion | PDF 205.48 KB |
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| 26/10/2022 | ESMA22-106-4247 | SMSG advice in respect of the ESMA Consultation Paper on the Review of the Guidelines on MiFID II product governance requirements | MiFID - Investor Protection, Securities and Markets Stakeholder Group, Supervisory convergence | SMSG Advice | PDF 232.86 KB |
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| 24/10/2022 | ESMA24-436-1150 | Annex to the Opening Statement- 2022 ECON Annual Hearing, 24 October 2022 | Board of Supervisors, CCP Directorate, Corporate Information, Innovation and Products, MiFID - Investor Protection, Speeches, Supervisory convergence, Sustainable finance | Reference | PDF 701.79 KB |
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| 24/10/2022 | ESMA24-436-1425 | Verena Ross Opening Statement- 2022 ECON Annual Hearing, 24 October 2022 | Board of Supervisors, CCP Directorate, Corporate Information, Innovation and Products, MiFID - Investor Protection, Speeches, Supervisory convergence, Sustainable finance | Statement | PDF 619.63 KB |
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| 18/10/2022 | ESMA71-99-2040 | ACER and ESMA enhance cooperation to strengthen oversight of energy and energy derivative markets | Benchmarks, Market Abuse, Market Integrity, MiFID - Secondary Markets, Post Trading, Press Releases | Reference | PDF 203.77 KB |
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| 14/10/2022 | ESMA71-319-231 | Natasha Cazenave speech at AFME Conference: ESMA’s New Strategic Orientation, 13 October 2022 | Innovation and Products, MiFID - Investor Protection, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 148.72 KB |
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| 14/10/2022 | ESMA70-145-1090 | FIRDS CFI validations- October 2022 | MiFID - Secondary Markets | Reference | XLSX 146.13 KB |
The updates are applicable to financial instruments with specific CFI codes. The changes are flagged in the file and it is possible to compare it with previous versions. The new validation rules will become applicable starting from 06 February 2023 to ensure that reporting entities will adapt to the new changes. The CFI validation document will be kept up to date on ongoing basis. More information on MiFID II data reporting is available under a specific website section. |
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| 13/10/2022 | ESMA35-43-2517 | Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 149.47 KB |
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| 12/10/2022 | ESMA70-145-1090 | FIRDS CFI validations | MiFID - Secondary Markets | Reference | XLSX 459.89 KB |
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| 27/09/2022 | ESMA35-43-3328 | Public statement on the impact of inflation in the context of investment services to retail clients | MiFID - Investor Protection | Statement | PDF 132.05 KB |
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| 27/09/2022 | ESMA70-460-111 | Report on the DLT Pilot Regime | Innovation and Products, MiFID - Secondary Markets | Report | PDF 680.69 KB |
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| 26/09/2022 | ESMA70-156-6040 | Response form- Consultation Paper- Market Outages | MiFID - Secondary Markets | Reference | DOCX 771.73 KB |
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| 26/09/2022 | ESMA70-156-6040 | Consultation Paper- Market Outages | MiFID - Secondary Markets | Consultation Paper | PDF 721.69 KB |