ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
365
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
25/05/2018 ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics MiFID - Investor Protection Q&A PDF
1.1 MB
23/05/2018 ESMA70-156-173 MiFID II list of supplementary deferral regimes MiFID - Secondary Markets Reference XLSX
57.14 KB
23/05/2018 ESMA70-154-576 CDTF Terms of Reference MiFID - Secondary Markets Reference PDF
201.01 KB
22/05/2018 ESMA70-155-3509 Opinion on position limits on ICE Low Sulphur Gasoil 1st Line contracts MiFID - Secondary Markets Opinion PDF
541.46 KB
18/05/2018 ESMA70-154-555 SMSC Terms of Reference MiFID - Secondary Markets Reference PDF
209.92 KB
18/05/2018 ESMA35-30-643 IPISC Terms of Reference MiFID - Investor Protection Reference PDF
152.35 KB
02/05/2018 ESMA71-99-971 Press release on MiFID II bond transparency calculations MiFID - Secondary Markets Press Release PDF
150.66 KB
10/04/2018 ESMA70-154-5851 Letter to Commission VB Dombrovskis on MiFID II ancillary activity MiFID - Secondary Markets Letter PDF
47.07 KB
27/03/2018 ESMA71-98-128 Press release- ESMA agrees to prohibit binary options and restrict CFDs to protect retail investors MiFID - Investor Protection, Press Releases Press Release PDF
235.94 KB		 bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv
27/03/2018 ESMA71-98-125 FAQ ESMA's product intervention measures in relation to CFDs and binary options offered to retail investors MiFID - Investor Protection Reference PDF
389.95 KB		 bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv
26/03/2018 ESMA35-43-1000 Additional information on the agreed product intervention measures relating to contracts for differences and binary options MiFID - Investor Protection Reference PDF
202.01 KB
26/03/2018 ESMA70-156-350 Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II Guidelines and Technical standards, MiFID - Secondary Markets Compliance table PDF
302.72 KB
26/03/2018 ESMA70-156-354 Final Report Amendments to Commission Delegated Regulation (EU) 2017/587 (RTS 1) MiFID - Secondary Markets Final Report PDF
434.94 KB
26/03/2018 ESMA70-155-3832 List of trading venues benefiting from a transitional exemption from the access provisions under Article 36(5) of MiFIR MiFID - Secondary Markets Reference PDF
140.82 KB
26/03/2018 ESMA70-155-4809 List of trading venues and CCPs benefiting from a transitional exemption from the access provisions under Article 54(2) of MiFIR MiFID - Secondary Markets Reference PDF
139.42 KB
21/03/2018 EBA/GL/2017/12 Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection Guidelines & Recommendations ZIP
553.92 KB		 downloaddownloaddownloaddownloaddownloaddownloaddownloaddownloaddownloaddownloaddownloaddownloaddownloaddownloaddownloaddownloaddownloaddownloaddownloaddownloaddownloaddownload
21/03/2018 ESMA70-156-322 ESMA opinion on package orders' trading obligation under MiFID II MiFID - Secondary Markets Opinion PDF
173.17 KB
21/03/2018 ESMA71-99-964 CMU, Brexit and ESA review – What’s next? Steven Maijoor BVI Keynote Fund Management, MiFID - Investor Protection, Speeches Speech PDF
329.97 KB
07/03/2018 ESMA71-99-953 Press release: ESMA publishes double volume cap data MiFID - Secondary Markets, Press Releases Press Release PDF
137.68 KB
12/02/2018 ESMA71-99-946 Press release- ESAs warn consumers of risks in buying virtual currencies MiFID - Investor Protection Press Release PDF
128.93 KB

Pages