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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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706 documents
Date Reference Title Sections Type Main document Info
00-064c The regulation of Alternative Trading Systems in Europe. A paper for the EU Commission Trading Final Report DOWNLOAD 84.28 KB
2011/16 Letter to the SEC - Rulemakings on Registration of non-resident Swap Data Repositories Trading Letter DOWNLOAD 30.66 KB
2011/223 Press release - ESMA consults on systems and controls for highly automated trading Press Releases, Trading Press Release DOWNLOAD 57.39 KB
2011/224 Consultation paper - Guidelines on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities Trading Consultation Paper DOWNLOAD 623.6 KB
2011/339 Press release - ESMA Stakeholder Group elects Guillaume Prache as chair, Judith Hardt and Peter de Proft as vice-chairs Press Releases, Securities and Markets Stakeholder Group Press Release DOWNLOAD 29.29 KB
2011/4 Letter to the CFTC - Rulemakings on Registration of foreign Swap Data Repositories and Foreign Boards of Trade Trading Letter DOWNLOAD 34.38 KB
2011/431 Global regulators discuss OTC derivatives regulation Press Releases, Trading Press Release DOWNLOAD 18.94 KB
2011/456 Final report - Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities Trading Guidelines & Recommendations DOWNLOAD 407 KB
Related documents Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities
Summary
Translated versions
2011/457 ESMA outlines future automated trading regime for trading platforms, investment firms and competent authorities Press Releases, Trading Press Release DOWNLOAD 151.9 KB
2011/BS/123 Decision of the Board of Supervisors - Appointment of the Securities and Markets Stakeholder Group Board of Supervisors, Securities and Markets Stakeholder Group Decision DOWNLOAD 171.3 KB
2011/SMSG/11 Response to ESMA's Consultation paper on guidelines on systems and controlsin a highly automated trading environment for trading platforms, investmentfirms and competent authorities Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 48.99 KB
2011/SMSG/12 Position paper - ESMA's Consultation on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 59.19 KB
2011/SMSG/13 Advice on ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Man-agers Directive in relation to supervision and third countries Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 88.23 KB
2011/SMSG/15 Summary of conclusions - SMSG meeting on 11 October 2011 Securities and Markets Stakeholder Group Reference DOWNLOAD 80.45 KB
2011/SMSG/18 Advice on ESMA's public consultation on UCITS Exchange traded funds in the European Union Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 149.17 KB
2011/SMSG/3 Summary of conclusions - meeting of the SMSG on 21 July 2011 Securities and Markets Stakeholder Group Reference DOWNLOAD 59.38 KB
2012/122 Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 1006.44 KB
Related documents
Summary
Translated versions EN , BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
2012/128 ESMA readies guidelines on automated trading – application deadline starts Press Releases, Trading Press Release DOWNLOAD 167.16 KB
Related documents Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities Final report - Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities
Summary
Translated versions
2012/378 Operation of notifications of MiFID Article 41 suspensions and removals of financial instruments from trading Trading Reference DOWNLOAD 353.3 KB
2012/478 ESMA MiFID database - description of webservice Trading Reference DOWNLOAD 123.71 KB