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00-064c |
The regulation of Alternative Trading Systems in Europe. A paper for the EU Commission |
Trading |
Final Report |
DOWNLOAD 84.28 KB |
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10-1541 |
3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis |
Joint Committee, Audit |
Letter |
DOWNLOAD 144.8 KB |
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10-1541 Annex 1 |
3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis - CESR annex |
Joint Committee, Audit |
Letter |
DOWNLOAD 159.33 KB |
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10-1541 Annex 2 |
3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis - CEBS annex |
Joint Committee, Audit |
Letter |
DOWNLOAD 120.57 KB |
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10-1541 Annex 3 |
3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis - CEIOPS annex |
Joint Committee, Audit |
Letter |
DOWNLOAD 87.69 KB |
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2011/16 |
Letter to the SEC - Rulemakings on Registration of non-resident Swap Data Repositories |
Trading |
Letter |
DOWNLOAD 30.66 KB |
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2011/4 |
Letter to the CFTC - Rulemakings on Registration of foreign Swap Data Repositories and Foreign Boards of Trade |
Trading |
Letter |
DOWNLOAD 34.38 KB |
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2011/224 |
Consultation paper - Guidelines on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities |
Trading |
Consultation Paper |
DOWNLOAD 623.6 KB |
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2011/223 |
Press release - ESMA consults on systems and controls for highly automated trading |
Press Releases, Trading |
Press Release |
DOWNLOAD 57.39 KB |
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JC IFC |
List of identified financial conglomerates |
Joint Committee |
Reference |
DOWNLOAD 172.11 KB |
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JC 2011/094 |
Press release - ESMA, EBA and EIOPA appoint members of Joint Board of Appeal |
Joint Committee, Board of Appeal, Press Releases |
Press Release |
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2011/431 |
Global regulators discuss OTC derivatives regulation |
Press Releases, Trading |
Press Release |
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2011/456 |
Final report - Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities |
Trading |
Guidelines & Recommendations |
DOWNLOAD 407 KB |
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2011/457 |
ESMA outlines future automated trading regime for trading platforms, investment firms and competent authorities |
Press Releases, Trading |
Press Release |
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2012/122 |
Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities |
Guidelines and Technical standards, Trading |
Guidelines & Recommendations |
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| Summary |
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| Translated versions |
EN
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, CS
, DA
, DE
, EL
, ES
, ET
, FI
, FR
, GA
, HR
, HU
, IT
, LT
, LV
, MT
, NL
, PL
, PT
, RO
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, SL
, SV
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2012/128 |
ESMA readies guidelines on automated trading – application deadline starts |
Press Releases, Trading |
Press Release |
DOWNLOAD 167.16 KB |
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JC/DP/2012/1 |
Joint Discussion Paper on Draft Regulatory Technical Standards on risk mitigation techniques for OTC derivatives not cleared by a CCP under the Regulation on OTC derivatives, CCPs and Trade Repositories |
Joint Committee |
Consultation Paper |
DOWNLOAD 402.37 KB |
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JC 2011/82 |
Joint Committee of the ESAs - Work programme 2012 |
Joint Committee |
Reference |
DOWNLOAD 89.31 KB |
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JC 2011/17 |
Medium term strategy for the Joint Committee |
Joint Committee |
Reference |
DOWNLOAD 152.87 KB |
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JC/2011/96 |
EBA, ESMA and EIOPA’s Report on the legal, regulatory and supervisory implementation across EU Member States in relation to the Beneficial Owners Customer Due Diligence requirements under the Third Money Laundering Directive [2005/60/EC] |
Joint Committee |
Final Report |
DOWNLOAD 552.11 KB |
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