14/12/2023
ESMA35-43-3682
Discussion Paper on MiFID II investor protection topics linked to digitalisation
Digital Finance and Innovation, Investor protection
Consultation Paper
DOWNLOAD 846.47 KB
07/12/2023
JC 2023 77
Consultation Paper on joint Guidelines on the system for the exchange of information relevant to fit and proper assessments
Investor protection, Joint Committee
Consultation Paper
DOWNLOAD 431.89 KB
05/12/2023
ESMA71-545613100-2402
Making finance work for a sustainable future - Press Release
Benchmarks, CCP, Credit Rating Agencies, Fund Management, Investor protection, Issuer disclosure, Press Releases, Sustainable finance
Press Release
DOWNLOAD 297.43 KB
05/12/2023
ESMA71-702228251-2720
ESMA contributions to sustainable finance - visuals
Benchmarks, CCP, Credit Rating Agencies, Fund Management, Investor protection, Issuer disclosure, Sustainable finance
Reference
DOWNLOAD 829.77 KB
30/11/2023
ESAs JC Factsheet Sustainable Finance
ESAs Joint Committee Sustainable Finance Factsheet
Investor protection, Joint Committee, Sustainable finance
Reference
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Summary
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14/11/2023
ESMA22-1669215091-5472
Summary of conclusions Management Board - 3 October 2023
Management Board
Summary of Conclusions
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10/11/2023
ESMA35-43-3327
Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements
Guidelines and Technical standards, Investor protection
Compliance table
DOWNLOAD 272.27 KB
23/10/2023
ESMA24-450544452-1848
Annex to the Opening Statement - 2023 ECON Annual Hearing, 23 October 2023
About ESMA, Benchmarks, Board of Supervisors, CCP, Credit Rating Agencies, Digital Finance and Innovation, International cooperation, Investor protection, Issuer disclosure, Market data, Market Integrity, Securitisation, Speeches, Supervisory convergence, Sustainable finance, Trading
Reference
DOWNLOAD 641.86 KB
23/10/2023
ESMA24-450544452-1852
Verena Ross Opening Statement - 2023 ECON Annual Hearing, 23 October 2023
About ESMA, Board of Supervisors, Digital Finance and Innovation, Investor protection, Market data, Risk monitoring, Speeches, Supervisory convergence, Sustainable finance
Speech
DOWNLOAD 163.29 KB
20/10/2023
ESMA75-453128700-506
Consultation Paper on joint EBA and ESMA Guidelines on the suitability assessment under MiCA
Digital Finance and Innovation, Investor protection
Consultation Paper
DOWNLOAD 597.3 KB
09/10/2023
ESMA71-545613100-2367
Verena Ross' speech at the Joint ESAs Consumer Protection Day 2023, 9 October 2023
Investor protection, Joint Committee, Speeches
Speech
DOWNLOAD 56.47 KB
01/09/2023
ESMA22-106-4559
Summary of conclusions Management Board - 22 March 2023
Management Board
Summary of Conclusions
DOWNLOAD 265.24 KB
14/08/2023
CPD23
Joint ESAs Consumer Protection Day 2023 - Programme
Investor protection
Reference
DOWNLOAD 229.85 KB
03/08/2023
ESMA35-43-3448
Guidelines on MiFID II product governance requirements
Guidelines and Technical standards, Investor protection
Guidelines & Recommendations
DOWNLOAD 309.37 KB
Related documents
Summary
Translated versions
BG
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20/07/2023
ESMA22-1669215091-5331
Summary of Conclusions Management Board - 20 June 2023
Management Board
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12/07/2023
ESMA35-335435667-4342
Public Statement on securities lending
Investor protection
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11/07/2023
ESMA35-335435667-4345
Opinion on the product intervention measures on CFDs and other high-risk products proposed by the Spanish CNMV
Investor protection
Opinion
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11/07/2023
ESMA35-36-2848
Final Report on review of technical standards on passporting under Article 34 of MiFID II
Investor protection
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DOWNLOAD 723.68 KB
11/07/2023
ESMA35-43-3861
Supervisory briefing on understanding the definition of advice under MiFID II
Investor protection
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07/07/2023
ESMA35-335435667-4321
2022 Report on MiFID II sanctions
Investor protection
Final Report
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