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00-064c |
The regulation of Alternative Trading Systems in Europe. A paper for the EU Commission |
Trading |
Final Report |
DOWNLOAD 84.28 KB |
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2011/16 |
Letter to the SEC - Rulemakings on Registration of non-resident Swap Data Repositories |
Trading |
Letter |
DOWNLOAD 30.66 KB |
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2011/4 |
Letter to the CFTC - Rulemakings on Registration of foreign Swap Data Repositories and Foreign Boards of Trade |
Trading |
Letter |
DOWNLOAD 34.38 KB |
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2011/BS/123 |
Decision of the Board of Supervisors - Appointment of the Securities and Markets Stakeholder Group |
Board of Supervisors, Securities and Markets Stakeholder Group |
Decision |
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2011/224 |
Consultation paper - Guidelines on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities |
Trading |
Consultation Paper |
DOWNLOAD 623.6 KB |
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2011/223 |
Press release - ESMA consults on systems and controls for highly automated trading |
Press Releases, Trading |
Press Release |
DOWNLOAD 57.39 KB |
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2011/BS/141 |
Summary of conclusions - Board of Supervisors meeting of 12 April 2011 |
Board of Supervisors |
Reference |
DOWNLOAD 139.03 KB |
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2011/BS/142 |
Summary of conclusions - Board of Supervisors meeting of 25 May 2011 |
Board of Supervisors |
Reference |
DOWNLOAD 117.04 KB |
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2011/BS/209 |
Summary of conclusions - Board of Supervisors meeting on 20 September 2011 |
Board of Supervisors |
Reference |
DOWNLOAD 119.95 KB |
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2011/BS/180 |
Summary of conclusions - Board of Supervisors conference calls on 25 and 28 July 2011 |
Board of Supervisors |
Reference |
DOWNLOAD 98.62 KB |
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2011/BS/179 |
Summary of conclusions - Board of Supervisors meeting on 11-12 July 2011 |
Board of Supervisors |
Reference |
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2011/431 |
Global regulators discuss OTC derivatives regulation |
Press Releases, Trading |
Press Release |
DOWNLOAD 18.94 KB |
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2011/BS/229 |
Decision of the European Securities and Markets Authority establishing its Review Panel |
Board of Supervisors, About ESMA, Supervisory convergence |
Decision |
DOWNLOAD 35.86 KB |
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2011/456 |
Final report - Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities |
Trading |
Guidelines & Recommendations |
DOWNLOAD 407 KB |
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2011/457 |
ESMA outlines future automated trading regime for trading platforms, investment firms and competent authorities |
Press Releases, Trading |
Press Release |
DOWNLOAD 151.9 KB |
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2011/BS/233 |
Summary of conclusions - Board of Supervisors meeting of 8 November 2011 |
Board of Supervisors |
Reference |
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2011/BS/234 |
Summary of conclusions - Board of Supervisors conference call on 23 November 2011 |
Board of Supervisors |
Reference |
DOWNLOAD 22.39 KB |
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2012/122 |
Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities |
Guidelines and Technical standards, Trading |
Guidelines & Recommendations |
DOWNLOAD 1006.44 KB |
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Related documents |
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Summary |
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Translated versions |
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2012/128 |
ESMA readies guidelines on automated trading – application deadline starts |
Press Releases, Trading |
Press Release |
DOWNLOAD 167.16 KB |
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2012/BS/4 |
Board of Supervisors meeting on 20 December 2011 |
Board of Supervisors |
Reference |
DOWNLOAD 258.17 KB |
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