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ESMA32-384-5357 |
Annex - Response to EC targeted consultation on the Listing Act |
Market Abuse, Investor protection, Prospectus |
Reference |
DOWNLOAD 836.77 KB |
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ESMA63-53-5863 |
Annual list of contracts - 2022 |
Procurement |
Reference |
DOWNLOAD 122.28 KB |
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ESMA35-43-3172 |
Guidelines on certain aspects of the MiFID II suitability requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 303.51 KB |
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Related documents |
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Summary |
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Translated versions |
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PROC/2021/02 |
Negotiated procedure for Express courier services - Deadline 21/02/2021 23:59 CET. |
Procurement |
CLOSED Procedure |
DOWNLOAD 69.35 KB |
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ESMA35-43-3861 |
Supervisory briefing on understanding the definition of advice under MiFID II |
Investor protection |
Report |
DOWNLOAD 844.02 KB |
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ESMA24-442-152 |
Verena Ross' speech at Latvian Capital Market Forum 2023, 8 February 2023 |
Investor protection, Speeches, Supervisory convergence, Sustainable finance |
Speech |
DOWNLOAD 134.02 KB |
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JC/2015/079 |
2015 list of identified Financial Conglomerates |
Joint Committee, Investor protection |
Reference |
DOWNLOAD 146.29 KB |
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ESMA35-335435667-4321 |
2022 Report on MiFID II sanctions |
Investor protection |
Final Report |
DOWNLOAD 428.45 KB |
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PROC/2016/27 |
Adaptation of the building sectors for the extension of ESMA premises |
Procurement |
CLOSED Procedure |
DOWNLOAD 102.14 KB |
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ESMA35-43-1000 |
Additional information on the agreed product intervention measures relating to contracts for differences and binary options |
Investor protection |
Reference |
DOWNLOAD 202.01 KB |
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2013/606 DA |
Aflønningspolitik og -praksis (MiFID) |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 357.25 KB |
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ESMA71-99-608 |
Annex (Template for the Assessment of Collective Suitability) |
Guidelines and Technical standards, Investor protection |
Reference |
DOWNLOAD 72.7 KB |
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ESMA35-36-2319 |
Annex I Joint ESMA and EBA GL on the assessment of suitability of members of the management body |
Investor protection |
Reference |
DOWNLOAD 70.83 KB |
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2016/1529 ANNEX |
Annex I - Template for the assessment of collective suitability |
Guidelines and Technical standards, Investor protection |
Reference |
DOWNLOAD 54.43 KB |
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2014/1569 Annex |
Annex to Technical Advice on MiFID II and MiFIR - investor protection topics |
Investor protection |
Reference |
DOWNLOAD 962.39 KB |
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ESMA24-436-1150 |
Annex to the Opening Statement - 2022 ECON Annual Hearing, 24 October 2022 |
Board of Supervisors, CCP, About ESMA, Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance |
Reference |
DOWNLOAD 701.79 KB |
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ESMA24-450544452-1848 |
Annex to the Opening Statement - 2023 ECON Annual Hearing, 23 October 2023 |
About ESMA, Benchmarks, Board of Supervisors, CCP, Credit Rating Agencies, Digital Finance and Innovation, International cooperation, Investor protection, Issuer disclosure, Market data, Market Integrity, Securitisation, Speeches, Supervisory convergence, Sustainable finance, Trading |
Reference |
DOWNLOAD 641.86 KB |
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ESMA63- 53-4584 |
Annual list of 2019 contractors |
Procurement |
Reference |
DOWNLOAD 176.88 KB |
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2012/236 |
Annual list of contractors - 2011 |
Procurement |
Reference |
DOWNLOAD 143.08 KB |
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2013/890 |
Annual list of contractors - 2012 |
Procurement |
Reference |
DOWNLOAD 164.99 KB |
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