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ESMA32-384-5357 |
Annex - Response to EC targeted consultation on the Listing Act |
Market Abuse, Investor protection, Prospectus |
Reference |
DOWNLOAD 836.77 KB |
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ESMA63-53-5863 |
Annual list of contracts - 2022 |
Procurement |
Reference |
DOWNLOAD 122.28 KB |
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ESMA35-43-3172 |
Guidelines on certain aspects of the MiFID II suitability requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 303.51 KB |
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| Related documents |
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| Summary |
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| Translated versions |
BG
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, EL
, ES
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, FI
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PROC/2021/02 |
Negotiated procedure for Express courier services - Deadline 21/02/2021 23:59 CET. |
Procurement |
CLOSED Procedure |
DOWNLOAD 69.35 KB |
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ESMA35-43-3861 |
Supervisory briefing on understanding the definition of advice under MiFID II |
Investor protection |
Report |
DOWNLOAD 844.02 KB |
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ESMA24-442-152 |
Verena Ross' speech at Latvian Capital Market Forum 2023, 8 February 2023 |
Investor protection, Speeches, Supervisory convergence, Sustainable finance |
Speech |
DOWNLOAD 134.02 KB |
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JC/2015/079 |
2015 list of identified Financial Conglomerates |
Joint Committee, Investor protection |
Reference |
DOWNLOAD 146.29 KB |
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ESMA35-335435667-4321 |
2022 Report on MiFID II sanctions |
Investor protection |
Final Report |
DOWNLOAD 428.45 KB |
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PROC/2016/27 |
Adaptation of the building sectors for the extension of ESMA premises |
Procurement |
CLOSED Procedure |
DOWNLOAD 102.14 KB |
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ESMA35-43-1000 |
Additional information on the agreed product intervention measures relating to contracts for differences and binary options |
Investor protection |
Reference |
DOWNLOAD 202.01 KB |
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2014/1560 |
Advice - Investment-based crowdfunding |
Digital Finance and Innovation |
Final Report |
DOWNLOAD 482.2 KB |
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ESMA50-157-1391 |
Advice on Initial Coin Offerings and Crypto-Assets |
Digital Finance and Innovation |
Report |
DOWNLOAD 882.48 KB |
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2013/606 DA |
Aflønningspolitik og -praksis (MiFID) |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 357.25 KB |
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ESMA71-319-70 |
Afore Consulting’s Second Annual FinTech and Digitalisation Conference: Regulation at the European Level and Beyond – Stanhope Hotel Brussels |
Digital Finance and Innovation, Speeches |
Speech |
DOWNLOAD 168.3 KB |
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FI17 |
Agenda Financial Innovation Day 2017 |
Digital Finance and Innovation |
Reference |
DOWNLOAD 598.1 KB |
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2015/1914 |
Agenda for ESMA FI Day |
Digital Finance and Innovation |
Reference |
DOWNLOAD 170.52 KB |
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ESMA50-157-1384 |
Annex - Legal qualification of crypto-assets – survey to NCAs |
Digital Finance and Innovation |
Reference |
DOWNLOAD 905.31 KB |
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ESMA71-99-608 |
Annex (Template for the Assessment of Collective Suitability) |
Guidelines and Technical standards, Investor protection |
Reference |
DOWNLOAD 72.7 KB |
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ESMA35-36-2319 |
Annex I Joint ESMA and EBA GL on the assessment of suitability of members of the management body |
Investor protection |
Reference |
DOWNLOAD 70.83 KB |
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2016/1529 ANNEX |
Annex I - Template for the assessment of collective suitability |
Guidelines and Technical standards, Investor protection |
Reference |
DOWNLOAD 54.43 KB |
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