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00-064c |
The regulation of Alternative Trading Systems in Europe. A paper for the EU Commission |
Trading |
Final Report |
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10-1158 |
CESR comment letter regarding the IAASB consultation on the Exposure Draft on ISAE 3420, Assurance Reports on the Process to Compile Pro Forma Financial Information Included in a Prospectus |
CESR Archive, Audit |
Letter |
DOWNLOAD 156.61 KB |
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10-1353 |
CESR Comment letter to the IAASB regarding the Consultation on the proposed revisions to International Standard on Auditing (ISA) 315, Identifying and Assessing the Risks of Material Misstatement through Understanding the Entity and Its Environment, and |
CESR Archive, Audit |
Letter |
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10-1541 |
3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis |
Joint Committee, Audit |
Letter |
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10-1541 Annex 1 |
3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis - CESR annex |
Joint Committee, Audit |
Letter |
DOWNLOAD 159.33 KB |
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10-1541 Annex 2 |
3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis - CEBS annex |
Joint Committee, Audit |
Letter |
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10-1541 Annex 3 |
3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis - CEIOPS annex |
Joint Committee, Audit |
Letter |
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2011/16 |
Letter to the SEC - Rulemakings on Registration of non-resident Swap Data Repositories |
Trading |
Letter |
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2011/4 |
Letter to the CFTC - Rulemakings on Registration of foreign Swap Data Repositories and Foreign Boards of Trade |
Trading |
Letter |
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2011/116 Annex 2 |
Progress report on equivalence of Indian Accounting Standards with IFRS |
Audit |
Report |
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2011/211 |
Public statement - Retrospective Adjustments to Financial Statements Following Rejection Notes Published by the IFRS Interpretations Committee |
Issuer disclosure, Audit |
Statement |
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2011/224 |
Consultation paper - Guidelines on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities |
Trading |
Consultation Paper |
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2011/223 |
Press release - ESMA consults on systems and controls for highly automated trading |
Press Releases, Trading |
Press Release |
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2011/353 |
Comment letter to the IAASB - IAASB Consultation Paper |
Audit |
Letter |
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2011/431 |
Global regulators discuss OTC derivatives regulation |
Press Releases, Trading |
Press Release |
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2011/456 |
Final report - Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities |
Trading |
Guidelines & Recommendations |
DOWNLOAD 407 KB |
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2011/457 |
ESMA outlines future automated trading regime for trading platforms, investment firms and competent authorities |
Press Releases, Trading |
Press Release |
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2012/122 |
Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities |
Guidelines and Technical standards, Trading |
Guidelines & Recommendations |
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Related documents |
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Summary |
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Translated versions |
EN
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2012/128 |
ESMA readies guidelines on automated trading – application deadline starts |
Press Releases, Trading |
Press Release |
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2012/378 |
Operation of notifications of MiFID Article 41 suspensions and removals of financial instruments from trading |
Trading |
Reference |
DOWNLOAD 353.3 KB |
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