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00-064c |
The regulation of Alternative Trading Systems in Europe. A paper for the EU Commission |
Trading |
Final Report |
DOWNLOAD 84.28 KB |
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2011/16 |
Letter to the SEC - Rulemakings on Registration of non-resident Swap Data Repositories |
Trading |
Letter |
DOWNLOAD 30.66 KB |
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2011/223 |
Press release - ESMA consults on systems and controls for highly automated trading |
Press Releases, Trading |
Press Release |
DOWNLOAD 57.39 KB |
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2011/224 |
Consultation paper - Guidelines on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities |
Trading |
Consultation Paper |
DOWNLOAD 623.6 KB |
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2011/4 |
Letter to the CFTC - Rulemakings on Registration of foreign Swap Data Repositories and Foreign Boards of Trade |
Trading |
Letter |
DOWNLOAD 34.38 KB |
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2011/431 |
Global regulators discuss OTC derivatives regulation |
Press Releases, Trading |
Press Release |
DOWNLOAD 18.94 KB |
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2011/454 |
MOU on the supervision of CRAs - ESMA and ASIC |
Credit Rating Agencies, International cooperation |
Reference |
DOWNLOAD 4 MB |
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2011/456 |
Final report - Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities |
Trading |
Guidelines & Recommendations |
DOWNLOAD 407 KB |
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2011/457 |
ESMA outlines future automated trading regime for trading platforms, investment firms and competent authorities |
Press Releases, Trading |
Press Release |
DOWNLOAD 151.9 KB |
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2012/122 |
Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities |
Guidelines and Technical standards, Trading |
Guidelines & Recommendations |
DOWNLOAD 1006.44 KB |
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| Related documents |
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| Summary |
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| Translated versions |
EN
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, DA
, DE
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, ES
, ET
, FI
, FR
, GA
, HR
, HU
, IT
, LT
, LV
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, NL
, PL
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, RO
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2012/124 |
MOU on the supervision of CRAs - ESMA and MAS |
Credit Rating Agencies, International cooperation |
Reference |
DOWNLOAD 574.14 KB |
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2012/128 |
ESMA readies guidelines on automated trading – application deadline starts |
Press Releases, Trading |
Press Release |
DOWNLOAD 167.16 KB |
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2012/378 |
Operation of notifications of MiFID Article 41 suspensions and removals of financial instruments from trading |
Trading |
Reference |
DOWNLOAD 353.3 KB |
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2012/478 |
ESMA MiFID database - description of webservice |
Trading |
Reference |
DOWNLOAD 123.71 KB |
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2013/1792 |
Call for expressions of interest regarding the establishment of the Consultative Working Group of the ESMA Market Data Reporting Working Group |
Trading |
Reference |
DOWNLOAD 98.24 KB |
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2013/1941 |
Letter to Jonathan Faull (EC) regarding draft technical standards |
Investor protection, Trading |
Letter |
DOWNLOAD 44.25 KB |
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2013/68c |
Protocol on the operation of ESMA MiFID Database final |
Investor protection, Trading |
Reference |
DOWNLOAD 333.11 KB |
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2013/992 |
ESMA finalises supervisory co-operation agreements for alternative investment |
Fund Management, Press Releases, International cooperation |
Press Release |
DOWNLOAD 167.72 KB |
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2013/998 |
Guidelines on the model MoU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities |
International cooperation, Fund Management |
Guidelines & Recommendations |
DOWNLOAD 245.15 KB |
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2014/1188 |
Consultation paper on draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation |
Trading |
Consultation Paper |
DOWNLOAD 568.07 KB |
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