ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

867 documents
Date Sort descending Reference Title Sections Type Main document Info
00-064c The regulation of Alternative Trading Systems in Europe. A paper for the EU Commission Trading Final Report DOWNLOAD 84.28 KB
2011/16 Letter to the SEC - Rulemakings on Registration of non-resident Swap Data Repositories Trading Letter DOWNLOAD 30.66 KB
2011/4 Letter to the CFTC - Rulemakings on Registration of foreign Swap Data Repositories and Foreign Boards of Trade Trading Letter DOWNLOAD 34.38 KB
2011/94 ESMA response to the European Commission consultation on CSDs and securities settlement Post Trading Letter DOWNLOAD 54.2 KB
2011/224 Consultation paper - Guidelines on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities Trading Consultation Paper DOWNLOAD 623.6 KB
2011/223 Press release - ESMA consults on systems and controls for highly automated trading Press Releases, Trading Press Release DOWNLOAD 57.39 KB
2011/431 Global regulators discuss OTC derivatives regulation Press Releases, Trading Press Release DOWNLOAD 18.94 KB
2011/456 Final report - Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities Trading Guidelines & Recommendations DOWNLOAD 407 KB
Related documents Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities
Summary
Translated versions
2011/457 ESMA outlines future automated trading regime for trading platforms, investment firms and competent authorities Press Releases, Trading Press Release DOWNLOAD 151.9 KB
2012/95 Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories Post Trading Consultation Paper DOWNLOAD 776.04 KB
2012/122 Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 1006.44 KB
Related documents
Summary
Translated versions EN , BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
2012/128 ESMA readies guidelines on automated trading – application deadline starts Press Releases, Trading Press Release DOWNLOAD 167.16 KB
Related documents Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities Final report - Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities
Summary
Translated versions
2012/378 Operation of notifications of MiFID Article 41 suspensions and removals of financial instruments from trading Trading Reference DOWNLOAD 353.3 KB
2012/379 Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories Post Trading Consultation Paper DOWNLOAD 2.12 MB
Related documents Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories ESMA proposes rules on derivatives, central counterparties and trade repositories
Summary
Translated versions
2012/478 ESMA MiFID database - description of webservice Trading Reference DOWNLOAD 123.71 KB
2012/600 Draft technical standards under the Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC Derivatives, CCPs and Trade Repositories Post Trading Technical Standards DOWNLOAD 1.88 MB
2012/600 Annex VIII Impact assessment - Annex VIII of the Final report on draft Regulatory and Implementing Technical Standards on Regulation (EU) 648/2012 on OTC derivatives, central counterparties and trade repositories Post Trading Final Report DOWNLOAD 2.32 MB
2012/852 Guidelines for establishing consistent, efficient and effective assessments of interoperability arrangements Post Trading Consultation Paper DOWNLOAD 445.22 KB
2012/874 Report to the European Parliament, the Council and the Commission on the budgetary implications of Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and trade repositories (EMIR) Post Trading Final Report DOWNLOAD 526.73 KB
2013/219 ESMA’s Technical Advice to the Commission on Fees for Trade Repositories Post Trading Consultation Paper DOWNLOAD 586.97 KB