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00-064c |
The regulation of Alternative Trading Systems in Europe. A paper for the EU Commission |
Trading |
Final Report |
DOWNLOAD 84.28 KB |
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2011/16 |
Letter to the SEC - Rulemakings on Registration of non-resident Swap Data Repositories |
Trading |
Letter |
DOWNLOAD 30.66 KB |
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2011/4 |
Letter to the CFTC - Rulemakings on Registration of foreign Swap Data Repositories and Foreign Boards of Trade |
Trading |
Letter |
DOWNLOAD 34.38 KB |
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2011/224 |
Consultation paper - Guidelines on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities |
Trading |
Consultation Paper |
DOWNLOAD 623.6 KB |
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2011/223 |
Press release - ESMA consults on systems and controls for highly automated trading |
Press Releases, Trading |
Press Release |
DOWNLOAD 57.39 KB |
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2011/266 |
Public statement - harmonised regulatory action on short-selling in the EU |
Short Selling, Press Releases |
Statement |
DOWNLOAD 97.39 KB |
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2011/431 |
Global regulators discuss OTC derivatives regulation |
Press Releases, Trading |
Press Release |
DOWNLOAD 18.94 KB |
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2011/456 |
Final report - Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities |
Trading |
Guidelines & Recommendations |
DOWNLOAD 407 KB |
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2011/457 |
ESMA outlines future automated trading regime for trading platforms, investment firms and competent authorities |
Press Releases, Trading |
Press Release |
DOWNLOAD 151.9 KB |
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2012/30 |
Draft technical standards on the Regulation (EU) xxxx/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps |
Short Selling |
Consultation Paper |
DOWNLOAD 245.84 KB |
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2012/98 |
ESMA's draft technical advice on possible Delegated Acts concerning the regulation on short selling and certain aspects of credit default swaps ((EC) No XX/2012) |
Short Selling |
Consultation Paper |
DOWNLOAD 429.17 KB |
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2012/122 |
Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities |
Guidelines and Technical standards, Trading |
Guidelines & Recommendations |
DOWNLOAD 1006.44 KB |
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| Translated versions |
EN
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, DA
, DE
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, ET
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, FR
, GA
, HR
, HU
, IT
, LT
, LV
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, PL
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, SL
, SV
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2012/128 |
ESMA readies guidelines on automated trading – application deadline starts |
Press Releases, Trading |
Press Release |
DOWNLOAD 167.16 KB |
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2012/228 |
Draft technical standards on the Regulation (EU) No 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps |
Short Selling |
Technical Standards |
DOWNLOAD 1.02 MB |
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2012/236 |
ESMA's Technical Advice on possible delegated acts of the short-selling and certain aspects of CDS |
Short Selling, Market Integrity |
Technical Advice |
DOWNLOAD 509.39 KB |
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2012/378 |
Operation of notifications of MiFID Article 41 suspensions and removals of financial instruments from trading |
Trading |
Reference |
DOWNLOAD 353.3 KB |
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2012/478 |
ESMA MiFID database - description of webservice |
Trading |
Reference |
DOWNLOAD 123.71 KB |
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2012/537 |
STATEMENT - Short Selling Regulation Update: Market Maker & Primary Dealer Exemption Notification Procedure |
Short Selling, Market Integrity, Press Releases |
Statement |
DOWNLOAD 77.92 KB |
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2012/577 |
ESMA publishes a Q&A on Short-Selling Regulation |
Short Selling, Market Integrity |
Statement |
DOWNLOAD 108.69 KB |
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2012/580 |
Exemption for market making activities and primary market operations under Regulation (EU) 236/2012 of the European Parliament and the Council on short selling and certain aspects of Credit Default Swaps |
Short Selling |
Consultation Paper |
DOWNLOAD 307.31 KB |
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