23/12/2019
ESMA50-164-2969
Alternative Investment Funds (AIFs) exposures to commercial real estate - 2018 Fund Management, Risk monitoring
Reference
DOWNLOAD 146.79 KB
15/02/2022
ESMA32-384-5357
Annex - Response to EC targeted consultation on the Listing Act Market Abuse, Investor protection, Prospectus
Reference
DOWNLOAD 836.77 KB
03/04/2023
ESMA35-43-3172
Guidelines on certain aspects of the MiFID II suitability requirements Guidelines and Technical standards, Investor protection
Guidelines & Recommendations
DOWNLOAD 303.51 KB
Related documents
Summary
Translated versions BG
, CS
, DA
, DE
, EL
, ES
, ET
, FI
, FR
, GA
, HR
, HU
, IT
, LT
, LV
, MT
, NL
, PL
, PT
, RO
, SK
, SL
, SV
11/07/2023
ESMA35-43-3861
Supervisory briefing on understanding the definition of advice under MiFID II Investor protection
Report
DOWNLOAD 844.02 KB
08/02/2023
ESMA24-442-152
Verena Ross' speech at Latvian Capital Market Forum 2023, 8 February 2023 Investor protection, Speeches, Supervisory convergence, Sustainable finance
Speech
DOWNLOAD 134.02 KB
01/12/2015
JC/2015/079
2015 list of identified Financial Conglomerates Joint Committee, Investor protection
Reference
DOWNLOAD 146.29 KB
07/07/2023
ESMA35-335435667-4321
2022 Report on MiFID II sanctions Investor protection
Final Report
DOWNLOAD 428.45 KB
04/04/2024
ESMA50-43599798-9409
2024 Research Conference - Call for papers Risk monitoring
Reference
DOWNLOAD 128.38 KB
Related documents
Summary Environmental risks and ESG investing: securities market impacts Paris, 15 October 2024 (Hybrid event)
The 2024 ESMA Research Conference aims to bring together academics, policymakers and industry professionals to discuss and analyse the impact of environmental risks and ESG transition on EU securities markets. The conference will explore developments and risks in this area, considering both investor protection and financial stability implications. We invite interested authors to submit empirical, theoretical or critical papers that address the themes. Find further details in the document .
Translated versions
26/03/2018
ESMA35-43-1000
Additional information on the agreed product intervention measures relating to contracts for differences and binary options Investor protection
Reference
DOWNLOAD 202.01 KB
01/10/2013
2013/606 DA
Aflønningspolitik og -praksis (MiFID) Guidelines and Technical standards, Investor protection
Guidelines & Recommendations
DOWNLOAD 357.25 KB
01/02/2021
ESMA50-164-4105
Alternative Investment Funds (AIFs) exposures to commercial real estate - 2019 Fund Management, Risk monitoring
Reference
DOWNLOAD 109.68 KB
18/02/2022
ESMA50-164-5623
Alternative Investment Funds (AIFs) exposures to commercial real estate - 2020 Fund Management, Risk monitoring
Reference
DOWNLOAD 109.33 KB
13/07/2023
ESMA50-164-7134
Alternative Investment Funds (AIFs) exposures to commercial real estate - 2021 Fund Management, Risk monitoring
Reference
DOWNLOAD 132.62 KB
02/04/2024
ESMA50-1605533872-8484
Alternative Investment Funds (AIFs) exposures to commercial real estate - 2022 Fund Management, Risk monitoring
Reference
DOWNLOAD 132.94 KB
02/10/2017
ESMA71-99-608
Annex (Template for the Assessment of Collective Suitability) Guidelines and Technical standards, Investor protection
Reference
DOWNLOAD 72.7 KB
02/07/2021
ESMA35-36-2319
Annex I Joint ESMA and EBA GL on the assessment of suitability of members of the management body Investor protection
Reference
DOWNLOAD 70.83 KB
31/10/2016
2016/1529 ANNEX
Annex I - Template for the assessment of collective suitability Guidelines and Technical standards, Investor protection
Reference
DOWNLOAD 54.43 KB
23/01/2023
ESMA70-46-778
Annex II – points for clarification - Letter to the European Commission on the preliminary data report on MCM CCP, Risk monitoring, Trading
Reference
DOWNLOAD 222.12 KB
19/12/2014
2014/1569 Annex
Annex to Technical Advice on MiFID II and MiFIR - investor protection topics Investor protection
Reference
DOWNLOAD 962.39 KB
24/10/2022
ESMA24-436-1150
Annex to the Opening Statement - 2022 ECON Annual Hearing, 24 October 2022 Board of Supervisors, CCP, About ESMA, Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance
Reference
DOWNLOAD 701.79 KB
