ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

458 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA71-319-231 Natasha Cazenave speech at AFME Conference: ESMA’s New Strategic Orientation, 13 October 2022 Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance Speech DOWNLOAD 148.72 KB
ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 149.47 KB
ESMA35-43-3328 Public statement on the impact of inflation in the context of investment services to retail clients Investor protection Statement DOWNLOAD 132.05 KB
ESMA35-43-3172 Final report - Guidelines on certain aspects of the MiFID II suitability requirements Investor protection Final Report DOWNLOAD 612.85 KB
CPD22 Joint ESAs Consumer Protection Day - Programme Joint Committee, Investor protection Reference DOWNLOAD 234.44 KB
ESMA35-36-2621 Final report EBA-ESMA on SREP guidelines under IFD Investor protection Final Report DOWNLOAD 1.43 MB
ESMA50-164-2193 TRV Article_Key Retail Risk Indicators for the EU single market Investor protection, Risk monitoring Reference DOWNLOAD 428.33 KB
ESMA35-43-3020 Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 320.25 KB
ESMA35-43-3301 Report on Sanctions and measures imposed under MiFID II in 2021 Investor protection Report DOWNLOAD 900.31 KB
ESMA35-43-3114 CP on Review of the Guidelines on MiFID II product governance requirements Investor protection Consultation Paper DOWNLOAD 718.74 KB
ESMA35-43-3137 ESMA presents the results of the 2021 Common Supervisory Action (CSA) on MiFID II product governance requirements Investor protection, Supervisory convergence Statement DOWNLOAD 119.34 KB
ESMA35-43-3088 Review of the MiFID II framework on best execution reports by investment firms Investor protection Final Report DOWNLOAD 282.7 KB
ESMA35-42-1445 Technical Advice on the possibility to extend the transitional period under the crowdfunding regulation Investor protection Final Report DOWNLOAD 235.72 KB
ESMA22-106-4032 SMSG advice to the ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II suitability requirements Investor protection, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 274.55 KB
ESMA70-449-501 Opinion ITS insider lists Market Integrity, Investor protection, Trading, Trading Opinion DOWNLOAD 1.76 MB
ESMA70-449-497 Opinion RTS liquidity contracts for SME Growth Market issuers Market Integrity, Investor protection, Trading, Trading Opinion DOWNLOAD 849.59 KB
ESMA71-99-1935 ESMA makes recommendations to improve investor protection Investor protection, Press Releases Press Release DOWNLOAD 161.86 KB
ESMA35-42-1227 Technical Advice on retail investor protection Investor protection Final Report DOWNLOAD 646.19 KB
ESMA35-43-3112 Letter to the EC on the MiFID II suitability consultation Investor protection Letter DOWNLOAD 177.03 KB
ESMA35-43-3006 Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 303.97 KB
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