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ESMA32-384-5357 |
Annex - Response to EC targeted consultation on the Listing Act |
Market Abuse, Investor protection, Prospectus |
Reference |
DOWNLOAD 836.77 KB |
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ESMA 33-9-371 |
Final Report Guidelines Internal Control for CRAs |
Credit Rating Agencies |
Report |
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ESMA35-43-3172 |
Guidelines on certain aspects of the MiFID II suitability requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
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| Related documents |
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| Summary |
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| Translated versions |
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ESMA71-99-650 |
Kroll Bond Rating Agency Europe Limited Registration |
Credit Rating Agencies, Press Releases |
Statement |
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MOU SFC ESMA |
MOU on the supervision of CRAs - ESMA and SFC Hong Kong |
Credit Rating Agencies, International cooperation |
Reference |
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ESMA 80-416-252 |
Response Form - CP Revision to Guidelines and Recommendations on the Scope of the CRA Regulation |
Credit Rating Agencies |
Reference |
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ESMA35-43-3861 |
Supervisory briefing on understanding the definition of advice under MiFID II |
Investor protection |
Report |
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ESMA24-442-152 |
Verena Ross' speech at Latvian Capital Market Forum 2023, 8 February 2023 |
Investor protection, Speeches, Supervisory convergence, Sustainable finance |
Speech |
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2013/87 |
2013 CRA supervision and policy work plan |
Credit Rating Agencies |
Reference |
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JC/2015/079 |
2015 list of identified Financial Conglomerates |
Joint Committee, Investor protection |
Reference |
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2016/1662 |
2016-1662 Competition & Choice in the Credit Rating Industry |
Credit Rating Agencies |
Report |
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ESMA35-335435667-4321 |
2022 Report on MiFID II sanctions |
Investor protection |
Final Report |
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ESMA35-43-1000 |
Additional information on the agreed product intervention measures relating to contracts for differences and binary options |
Investor protection |
Reference |
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2013/606 DA |
Aflønningspolitik og -praksis (MiFID) |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
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esma41-139-1231 |
Amended decision Handelsbanken |
Credit Rating Agencies |
Decision |
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esma41-139-1224 |
Amended_decision_nordea |
Credit Rating Agencies |
Decision |
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esma41-139-1229 |
Amended_decision_seb |
Credit Rating Agencies |
Decision |
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esma41-139-1230 |
Amended_decision_swedbank |
Credit Rating Agencies |
Decision |
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ESMA71-99-608 |
Annex (Template for the Assessment of Collective Suitability) |
Guidelines and Technical standards, Investor protection |
Reference |
DOWNLOAD 72.7 KB |
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ESMA35-36-2319 |
Annex I Joint ESMA and EBA GL on the assessment of suitability of members of the management body |
Investor protection |
Reference |
DOWNLOAD 70.83 KB |
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