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ESMA32-384-5357 |
Annex - Response to EC targeted consultation on the Listing Act |
Market Abuse, Investor protection, Prospectus |
Reference |
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ESMA35-43-3172 |
Guidelines on certain aspects of the MiFID II suitability requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
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Related documents |
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Summary |
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Translated versions |
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ESMA35-43-3861 |
Supervisory briefing on understanding the definition of advice under MiFID II |
Investor protection |
Report |
DOWNLOAD 844.02 KB |
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ESMA24-442-152 |
Verena Ross' speech at Latvian Capital Market Forum 2023, 8 February 2023 |
Investor protection, Speeches, Supervisory convergence, Sustainable finance |
Speech |
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3L3 1/02/07 EW |
"Conflicts of interest in financial services groups" Speech by Eddy Wymeersch |
CESR Archive |
Speech |
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3L3 1/02/07 MP |
"Conflicts of interest in financial services" speech by Michel Prada |
CESR Archive |
Speech |
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07-055 |
"The regulatory regimes in the EU and in the US" by CESR Chairman Arthur Docters van Leeuwen - Delivered by Wim Moeliker |
CESR Archive |
Speech |
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06-400 |
11th meeting of the Market Participants Consultative Panel |
CESR Archive |
Final Report |
DOWNLOAD 69.11 KB |
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06-639 |
12th meeting of the Market Participants Consultative Panel |
CESR Archive |
Final Report |
DOWNLOAD 69.26 KB |
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07-339 |
13th meeting of the Market Participants Consultative Panel |
CESR Archive |
Final Report |
DOWNLOAD 68.82 KB |
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07-438 |
14th meeting of the Market Participants Consultative Panel |
CESR Archive |
Final Report |
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08-319 |
16th meeting of the Market Participants Consultative Panel |
CESR Archive |
Final Report |
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08-779 |
17th meeting of the Market Participants Consultative Panel |
CESR Archive |
Final Report |
DOWNLOAD 80.06 KB |
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08-1035 |
18th meeting of the Market Participants Consultative Panel |
CESR Archive |
Final Report |
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Fesco/99-127 |
1999-2000 Report on the activities of FESCO |
CESR Archive |
Annual Report |
DOWNLOAD 378.9 KB |
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09-339 |
19th meeting of the Market Participants Consultative Panel |
CESR Archive |
Final Report |
DOWNLOAD 85.01 KB |
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06-259b |
2006 report on Supervisory Convergence in the field of Securities Markets |
CESR Archive |
Final Report |
DOWNLOAD 146.06 KB |
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06-627 |
2007 Work Programme for the Committee of European Securities Regulators |
CESR Archive |
Reference |
DOWNLOAD 78.79 KB |
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JC/2015/079 |
2015 list of identified Financial Conglomerates |
Joint Committee, Investor protection |
Reference |
DOWNLOAD 146.29 KB |
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ESMA35-335435667-4321 |
2022 Report on MiFID II sanctions |
Investor protection |
Final Report |
DOWNLOAD 428.45 KB |
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